Home/Filings/4/0000808450-13-000021
4//SEC Filing

Elliott Greg W 4

Accession 0000808450-13-000021

CIK 0000808450other

Filed

Mar 18, 8:00 PM ET

Accepted

Mar 19, 5:16 PM ET

Size

16.3 KB

Accession

0000808450-13-000021

Insider Transaction Report

Form 4
Period: 2013-03-15
Transactions
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2013-03-154,9740 total
    Exercise: $22.66Exp: 2018-12-16Common Stock (4,974 underlying)
  • Exercise/Conversion

    Common Stock

    2013-03-15$22.66/sh+8,828$199,99825,929 total
  • Sale

    Common Stock

    2013-03-15$36.65/sh4,974$182,28117,101 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2013-03-158,8280 total
    Exercise: $22.66Exp: 2018-12-16Common Stock (8,828 underlying)
  • Sale

    Common Stock

    2013-03-15$36.70/sh8,828$323,98717,101 total
  • Exercise/Conversion

    Common Stock

    2013-03-15$22.66/sh+4,974$112,68622,075 total
Holdings
  • Premium Shares

    2,758
  • Common Stock

    (indirect: By 401(k))
    245.617
Footnotes (5)
  • [F1]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.743 to $36.633, inclusive. The reporting person undertakes to provide Navistar International Corporation, any secuirty holder of Navistar International Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 and 2 to this Form 4.
  • [F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.663 to $36.623, inclusive.
  • [F3]The premium share units were acquired under Navistar's Executive Stock Ownership Program. Each premium share unit represents one share of Navistar common stock.
  • [F4]The stock options exercised were from an award of 13,242 shares that became exercisable in three annual installments as follows: 4,414 shares on 12/16/2009; 4,414 shares on 12/16/2010 and 4,414 shares on 12/16/2011.
  • [F5]The stock options exercised were from an award of 7,461 shares that became exercisable in three annual installments as follows: 2,487 shares on 12/16/2009; 2,487 shares on 12/16/2010 and 2,487 shares on 12/16/2011.

Issuer

NAVISTAR INTERNATIONAL CORP

CIK 0000808450

Entity typeother

Related Parties

1
  • filerCIK 0001302423

Filing Metadata

Form type
4
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 5:16 PM ET
Size
16.3 KB