BOND RICHARD E 4

4 · NAVISTAR INTERNATIONAL CORP · Filed Feb 18, 2020

Form 4

Period: 2020-02-13

Corporate Secretary

Transactions

Exercise/Conversion
Restricted Stock Units
2020-02-13−523→ 1,044 total
Exercise: $0.00→ Common Stock (523 underlying)
Exercise/Conversion
Common Stock
2020-02-13+414→ 2,414 total
Disposition to Issuer
Common Stock
2020-02-13$37.19/sh−414$15,397→ 2,000 total
Exercise/Conversion
Common Stock
2020-02-13+523→ 2,523 total
Exercise/Conversion
Restricted Stock Units
2020-02-13−414→ 415 total
Exercise: $0.00→ Common Stock (414 underlying)
Exercise/Conversion
Common Stock
2020-02-14+606→ 2,606 total
Disposition to Issuer
Common Stock
2020-02-14$37.28/sh−606$22,592→ 2,000 total
Disposition to Issuer
Common Stock
2020-02-13$37.19/sh−523$19,450→ 2,000 total
Exercise/Conversion
Restricted Stock Units
2020-02-14−606→ 0 total
→ Common Stock (606 underlying)

Footnotes (4)

[F1]Each restricted stock unit (RSU) represents the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, unless Navistar otherwise elects to settle the RSUs in Navistar common stock on a 1 to 1 basis.
[F2]The number of RSUs reported is from a grant of 1,244 shares granted on 2/13/2018 that has been paid in cash as to 415 shares on 2/13/2019 and as to 414 shares on 2/13/2020 and will become payable in cash, unless the Corporation elects to settle in shares, as to 415 shares on 2/13/2021.
[F3]The number of RSUs reported is from a grant of 1,567 shares granted on 2/13/2019 that has been paid in cash as to 523 shares on 2/13/2020 will become payable in cash, unless the Corporation elects to settle the RSUs in common stock, as to 522 shares on 2/13/2021; and as to 522 shares on 2/13/2022.
[F4]The number of RSUs reported is from a grant of 1,819 shares granted on 2/14/2017 that has been paid in cash as to 607 shares on 2/14/2018, as to 606 shares on 2/14/2019 and as to 606 shares on 2/14/2020.

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