BOND RICHARD E 4

4 · NAVISTAR INTERNATIONAL CORP · Filed Feb 17, 2021

Form 4

Period: 2021-02-13

Corporate Secretary

Transactions

Exercise/Conversion
Common Stock
2021-02-13+415→ 2,415 total
Disposition to Issuer
Common Stock
2021-02-13$44.14/sh−415$18,318→ 2,000 total
Exercise/Conversion
Common Stock
2021-02-13+522→ 2,522 total
Disposition to Issuer
Common Stock
2021-02-13$44.14/sh−522$23,041→ 2,000 total
Exercise/Conversion
Restricted Stock Units
2021-02-13−415→ 0 total
Exercise: $0.00→ Common Stock (415 underlying)
Exercise/Conversion
Restricted Stock Units
2021-02-13−522→ 522 total
Exercise: $0.00→ Common Stock (522 underlying)

Footnotes (3)

[F1]Each restricted stock unit (RSU) represents the right to receive the cash equivalent of Navistar's common stock converted on a 1 to 1 basis, unless Navistar otherwise elects to settle the RSUs in Navistar common stock on a 1 to 1 basis.
[F2]The number of RSUs reported is from a grant of 1,244 shares granted on 2/13/2018 that has been paid in cash as to 415 shares on 2/13/2019, as to 414 shares on 2/13/2020, and as to 415 shares on 2/13/2021.
[F3]The number of RSUs reported is from a grant of 1,567 shares granted on 2/13/2019, that has been paid in cash as to 523 shares on 2/13/2020 and as to 522 shares on 2/13/2021 and will become payable in cash, unless the Corporation elects to settle the RSUs in common stock, as to 522 shares on 2/13/2022.

Documents

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