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4//SEC Filing

Hull Anthony E 4

Accession 0000809248-24-000072

CIK 0000809248other

Filed

May 16, 8:00 PM ET

Accepted

May 17, 12:26 PM ET

Size

19.8 KB

Accession

0000809248-24-000072

Insider Transaction Report

Form 4
Period: 2024-05-16
Hull Anthony E
VP, CFO, Treasurer
Transactions
  • Disposition to Issuer

    Common Stock, $0.01 par value

    2024-05-16372,7880 total
  • Disposition to Issuer

    Common Stock, $0.01 par value (Restricted Common Stock)

    2024-05-16194,4930 total
  • Exercise/Conversion

    Common Stock, $0.01 par value (2023 Performance Stock Unit)

    2024-05-16+277,078277,078 total
  • Disposition to Issuer

    Common Stock, $0.01 par value (2023 Performance Stock Unit)

    2024-05-16277,0780 total
  • Exercise/Conversion

    Common Stock, $0.01 par value (2024 Performance Stock Unit)

    2024-05-16+37,58037,580 total
  • Disposition to Issuer

    Common Stock, $0.01 par value (2024 Performance Stock Unit)

    2024-05-1637,5800 total
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2024-05-16$9.55/sh100,000$955,0000 total
    Exercise: $7.12Exp: 2027-08-12Common Stock (100,000 underlying)
  • Award

    Performance Stock Unit (2023)

    2024-05-16+277,078277,078 total
    Exercise: $0.00Common Stock (277,078 underlying)
  • Award

    Performance Stock Unit (2024)

    2024-05-16+37,58037,580 total
    Exercise: $0.00Common Stock (37,580 underlying)
Footnotes (5)
  • [F1]On May 16, 2024, Carrols Restaurant Group, Inc. (the "Company") consummated the transactions contemplated by that certain Agreement and Plan of Merger, dated as of January 16, 2024 (the "Merger Agreement"), by and among the Company, Restaurant Brands International Inc. and BK Cheshire Corp. (the "Closing"). Upon the Closing, each outstanding share of common stock, par value $0.01 per share, of the Company ("Common Stock") was cancelled and converted into the right to receive $9.55 in cash, without interest thereon, under the terms and subject to the conditions set forth in the Merger Agreement.
  • [F2]Upon the Closing, each outstanding restricted share of Common Stock was cancelled and converted into the right to receive $9.55 in cash, without interest thereon, under the terms and subject to the conditions set forth in the Merger Agreement.
  • [F3]Upon the Closing, each performance stock unit granted in 2023 (and any dividend equivalent units accrued thereon) vested assuming maximum level performance of the applicable performance goals and was cancelled and converted into the right to receive $9.55 in cash, without interest thereon, under the terms and subject to the conditions set forth in the Merger Agreement.
  • [F4]Upon the Closing, each performance stock unit granted in 2024 (and any dividend equivalent units accrued thereon) vested assuming target level performance of the applicable performance goals and was cancelled and converted into the right to receive $9.55 in cash, without interest thereon, under the terms and subject to the conditions set forth in the Merger Agreement.
  • [F5]This Option was cancelled upon the Closing in exchange for the right to receive a cash payment equal $243,000, representing the difference between the exercise price of the Option and $9.55, multiplied by the number of shares of Common Stock underlying the Option.

Issuer

CARROLS RESTAURANT GROUP, INC.

CIK 0000809248

Entity typeother

Related Parties

1
  • filerCIK 0001355212

Filing Metadata

Form type
4
Filed
May 16, 8:00 PM ET
Accepted
May 17, 12:26 PM ET
Size
19.8 KB