Rochow Garrick J 4
4 · CMS ENERGY CORP · Filed Jan 18, 2023
Insider Transaction Report
Form 4
Rochow Garrick J
DirectorPresident and CEO
Transactions
- Tax Payment
Common Stock
2023-01-15$63.92/sh−4,439$283,741→ 264,507 total - Disposition to Issuer
Common Stock
2023-01-15−556→ 268,946 total
Footnotes (2)
- [F1]Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited as a result of CMS failing to meet certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.
- [F2]The total holdings reflect an adjustment of 181 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 2860 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.