Carnival Corp Ltd.·4

May 12, 4:18 PM ET

Lahey Katie 4

4 · Carnival Corp Ltd. · Filed May 12, 2026

Research Summary

AI-generated summary of this filing

Updated

Carnival (CCL) Director Katie Lahey Receives Award; 616 Shares Withheld

What Happened

  • Katie Lahey, a director of Carnival Corporation & plc (CCL), received an award of 7,712 unrestricted shares on 2026-05-08 under the Carnival 2020 Stock Plan (reported as an acquisition at $0.00). The Board approved a grant value of $210,000 for the reporting person; the share count was set using a 20‑day average price prior to the grant.
  • On 2026-05-11, 616 shares were withheld/disposed to satisfy tax withholding obligations at a reported price of $26.38 per share, producing proceeds reported as $16,250.

Key Details

  • Transaction dates/prices: 2026-05-08 grant (A) 7,712 shares @ $0.00; 2026-05-11 tax withholding (F) 616 shares @ $26.38 (reported $16,250).
  • Shares owned after transaction: Not specified in the filing.
  • Notable footnotes: F1 — unrestricted director share grant under the 2020 Stock Plan; F2 — board-set grant value of $210,000 with share count based on a 20-day average price; F3 — includes shares from dividend reinvestment in the reporting person's account; F4 — 616 shares withheld to cover taxes.
  • Filing timeliness: Form 4 filed 2026-05-12. Based on the transaction dates, the filing was timely (within required business-day reporting window).

Context

  • This was an equity compensation grant (unrestricted shares) to a non-executive director, not an open-market purchase or a sale for investment reasons. The 616-share disposition is a routine tax withholding (cashless withholding) and should not be interpreted as a voluntary sell decision.

Insider Transaction Report

Form 4
Period: 2026-05-08
Lahey Katie
Director
Transactions
  • Award

    Common Shares

    [F1][F2][F3]
    2026-05-08+7,71285,741.059 total
  • Tax Payment

    Common Shares

    [F4]
    2026-05-11$26.38/sh616$16,25085,125.059 total
Footnotes (4)
  • [F1]Grant of unrestricted shares made to non-executive directors pursuant to the Carnival Corporation Ltd. 2020 Stock Plan.
  • [F2]The Board of Directors approved a value of $210,000 to be granted to the reporting person in the form of unrestricted shares. The number of unrestricted shares was determined by dividing the grant value by the average of the closing prices of a Carnival Corporation share over 20 consecutive trading days ending on the day before the grant, then rounding down to the nearest whole share.
  • [F3]Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's account.
  • [F4]Represents shares withheld by the Issuer to cover taxes associated with the grant of unrestricted shares.
Signature
/s/ Katie Lahey|2026-05-12

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT