MANTELLE JUAN A 4

Accession 0000815838-04-000050

CIK 0000815838other

Filed

Sep 9, 8:00 PM ET

Accepted

Sep 10, 10:16 AM ET

Size

21.0 KB

Accession

0000815838-04-000050

Form 4

Period: 2004-09-08

VP and Chief Technical Officer

Transactions

Exercise/Conversion
Stock Option (Right to Buy)
2004-09-08−11,250→ 1,250 total
Exercise: $5.56Exp: 2006-06-21→ Common Stock ($.0001 Par Value) (11,250 underlying)
Exercise/Conversion
Common Stock ($.0001 Par Value)
2004-09-08$5.56/sh+11,250$62,550→ 23,299 total
Exercise/Conversion
Common Stock ($.0001 Par Value)
2004-09-08$8.67/sh+1,849$16,031→ 8,549 total
Tax Payment
Common Stock ($.0001 Par Value)
2004-09-08$20.77/sh−6,700$139,159→ 21,194 total
Exercise/Conversion
Stock Option (Right to Buy)
2004-09-08−3,500→ 1,500 total
Exercise: $4.19Exp: 2005-12-13→ Common Stock ($.0001 Par Value) (3,500 underlying)
Exercise/Conversion
Common Stock ($.0001 Par Value)
2004-09-08$4.19/sh+3,500$14,665→ 12,049 total
Exercise/Conversion
Stock Option (Right to Buy)
2004-09-08−4,595→ 5,405 total
Exercise: $10.00Exp: 2006-11-07→ Common Stock ($.0001 Par Value) (4,595 underlying)
Exercise/Conversion
Common Stock ($.0001 Par Value)
2004-09-08$10.00/sh+4,595$45,950→ 27,894 total
Exercise/Conversion
Stock Option (Right to Buy)
2004-09-08−1,849→ 652 total
Exercise: $8.67Exp: 2005-01-20→ Common Stock ($.0001 Par Value) (1,849 underlying)

Footnotes (4)

[F1]10% exercisable after 1/21/1999; 20% exercisable after 1/21/2000; 20% exercisable after 1/21/2001; 25% exercisable after 1/21/2002; 25% exercisable after 1/21/2003. The reporting person has transferred 2,499 of such options to his ex-wife pursuant to a domestic relations order.
[F2]10% exercisable after 12/14/1999; 20% exercisable after 12/14/2000; 20% exercisable after 12/14/2001; 25% exercisable after 12/14/2002; 25% exercisable after 12/14/2003. The reporting person has transferred 5,000 of such options to his ex-wife pursuant to a domestic relations order.
[F3]10% exercisable after 6/22/2000; 20% exercisable after 6/22/2001; 20% exercisable after 6/22/2002; 25% exercisable after 6/22/2003; 25% exercisable after 6/22/2004. The reporting person has transferred 12,500 of such options to his ex-wife pursuant to a domestic relations order.
[F4]10% exercisable after 11/08/2000; 20% exercisable after 11/08/2001; 20% exercisable after 11/08/2002; 25% exercisable after 11/08/2003; 25% exercisable after 11/08/2004. The reporting person has transferred 9,999 of such options to his ex-wife pursuant to a domestic relations order. The reporting person has also transferred options to purchase 19,999 shares of Noven's Common Stock that were granted on November 14, 2000 to his ex-wife pursuant to a domestic relations order.

Documents

1 file

NOVEN PHARMACEUTICALS INC

CIK 0000815838

Entity typeother