4//SEC Filing
CHARTER ONE FINANCIAL INC 4
Accession 0000819692-04-000051
CIK 0000819692operating
Filed
Feb 17, 7:00 PM ET
Accepted
Feb 18, 4:31 PM ET
Size
32.7 KB
Accession
0000819692-04-000051
Insider Transaction Report
Form 4
GROSSI MARK D
DirectorExecutive Vice President
Transactions
- Sale
Common Stock
2004-02-17$36.79/sh−100,280$3,689,301→ 268,593 total - Exercise/Conversion
Nonqualified Stock Option
2004-02-17−100,280→ 0 totalExercise: $10.57From: 1997-01-17Exp: 2006-01-17→ Common Stock (100,280 underlying) - Exercise/Conversion
Common Stock
2004-02-17$10.57/sh+100,280$1,059,960→ 368,873 total
Holdings
- 82,850.041
Phantom Stock Units
Exercise: $0.00From: 2008-12-31Exp: 2008-12-31→ Common Stock (82,850.041 underlying) - 28,143
Incentive Stock Option
Exercise: $10.57From: 1997-01-17Exp: 2006-01-17→ Common Stock (28,143 underlying) - 125,760(indirect: By Trust)
Common Stock
- 5,039(indirect: By 401(k))
Common Stock
- 14,088(indirect: By ESOP)
Common Stock
- 6,183
Incentive Stock Option
Exercise: $16.17From: 2003-01-19Exp: 2010-01-19→ Common Stock (6,183 underlying) - 6,055
Incentive Stock Option
Exercise: $16.50From: 2000-01-22Exp: 2007-01-22→ Common Stock (6,055 underlying) - 4,330
Incentive Stock Option
Exercise: $23.09From: 2002-01-19Exp: 2009-01-19→ Common Stock (4,330 underlying) - 3,437
Incentive Stock Option
Exercise: $29.09From: 2006-01-18Exp: 2012-12-18→ Common Stock (3,437 underlying) - 6,104
Incentive Stock Option
Exercise: $32.76From: 2007-01-19Exp: 2013-12-19→ Common Stock (6,104 underlying) - 79,712
Nonqualified Stock Option
Exercise: $16.50From: 2000-01-22Exp: 2007-01-22→ Common Stock (79,712 underlying) - 144,672
Nonqualified Stock Option
Exercise: $24.01From: 2004-01-23Exp: 2011-01-23→ Common Stock (144,672 underlying) - 156,563
Nonqualified Stock Option
Exercise: $29.09From: 2006-01-16Exp: 2012-12-18→ Common Stock (156,563 underlying) - 4,489
Incentive Stock Option
Exercise: $22.28From: 2001-01-21Exp: 2008-01-21→ Common Stock (4,489 underlying) - 4,165
Incentive Stock Option
Exercise: $24.01From: 2004-01-23Exp: 2011-01-23→ Common Stock (4,165 underlying) - 3,947
Incentive Stock Option
Exercise: $25.33From: 2005-01-19Exp: 2011-12-19→ Common Stock (3,947 underlying) - 150,095
Nonqualified Stock Option
Exercise: $16.17From: 2003-01-19Exp: 2010-01-19→ Common Stock (150,095 underlying) - 158,876
Nonqualified Stock Option
Exercise: $22.28From: 2001-01-21Exp: 2008-01-21→ Common Stock (158,876 underlying) - 159,762
Nonqualified Stock Option
Exercise: $23.09From: 2002-01-19Exp: 2009-01-19→ Common Stock (159,762 underlying) - 164,053
Nonqualified Stock Option
Exercise: $25.33From: 2005-01-19Exp: 2011-12-19→ Common Stock (164,053 underlying) - 156,948
Nonqualified Stock Option
Exercise: $32.76From: 2007-01-19Exp: 2013-12-19→ Common Stock (156,948 underlying)
Documents
Issuer
CHARTER ONE FINANCIAL INC
CIK 0000819692
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000819692
Filing Metadata
- Form type
- 4
- Filed
- Feb 17, 7:00 PM ET
- Accepted
- Feb 18, 4:31 PM ET
- Size
- 32.7 KB