CHARTER ONE FINANCIAL INC 4

Accession 0000819692-04-000083

CIK 0000819692operating

View on SEC.gov Company Profile

Filed

Aug 5, 8:00 PM ET

Accepted

Aug 6, 3:31 PM ET

Size

53.7 KB

Accession

0000819692-04-000083

Insider Transaction Report

Form 4

Period: 2004-08-04

CHARTER ONE FINANCIAL INCCF

GROSSI MARK D

DirectorExecutive Vice President

Transactions

Exercise/Conversion
Incentive Stock Option
2004-08-04−4,165→ 0 total
Exercise: $24.01From: 2004-01-23Exp: 2011-01-23→ Common Stock (4,165 underlying)
Exercise/Conversion
Common Stock
2004-08-04$10.57/sh+28,143$297,472→ 296,736 total
Exercise/Conversion
Common Stock
2004-08-04$16.17/sh+6,183$99,979→ 716,143 total
Exercise/Conversion
Common Stock
2004-08-04$16.50/sh+79,712$1,315,248→ 382,503 total
Exercise/Conversion
Common Stock
2004-08-04$22.28/sh+4,489$100,015→ 545,868 total
Exercise/Conversion
Common Stock
2004-08-04$23.09/sh+159,762$3,688,905→ 705,630 total
Exercise/Conversion
Nonqualified Stock Option
2004-08-04−150,095→ 0 total
Exercise: $16.17From: 2003-01-19Exp: 2010-01-19→ Common Stock (150,095 underlying)
Exercise/Conversion
Nonqualified Stock Option
2004-08-04−144,672→ 0 total
Exercise: $24.01From: 2004-01-23Exp: 2011-01-23→ Common Stock (144,672 underlying)
Exercise/Conversion
Incentive Stock Option
2004-08-04−6,183→ 0 total
Exercise: $16.17From: 2003-01-19Exp: 2010-01-19→ Common Stock (6,183 underlying)
Exercise/Conversion
Nonqualified Stock Option
2004-08-04−158,876→ 0 total
Exercise: $22.28From: 2001-01-21Exp: 2008-01-21→ Common Stock (158,876 underlying)
Exercise/Conversion
Common Stock
2004-08-04$23.09/sh+4,330$99,980→ 709,960 total
Exercise/Conversion
Common Stock
2004-08-04$24.01/sh+144,672$3,473,575→ 1,010,910 total
Exercise/Conversion
Nonqualified Stock Option
2004-08-04−79,712→ 0 total
Exercise: $16.50From: 2000-01-22Exp: 2007-01-22→ Common Stock (79,712 underlying)
Exercise/Conversion
Nonqualified Stock Option
2004-08-04−159,762→ 0 total
Exercise: $23.09From: 2002-01-19Exp: 2009-01-19→ Common Stock (159,762 underlying)
Exercise/Conversion
Common Stock
2004-08-04$16.50/sh+6,055$99,908→ 302,791 total
Exercise/Conversion
Incentive Stock Option
2004-08-04−6,055→ 0 total
Exercise: $16.50From: 2000-01-22Exp: 2007-01-22→ Common Stock (6,055 underlying)
Exercise/Conversion
Incentive Stock Option
2004-08-04−4,489→ 0 total
Exercise: $22.28From: 2001-01-21Exp: 2008-01-21→ Common Stock (4,489 underlying)
Exercise/Conversion
Incentive Stock Option
2004-08-04−4,330→ 0 total
Exercise: $23.09From: 2002-01-19Exp: 2009-01-19→ Common Stock (4,330 underlying)
Exercise/Conversion
Common Stock
2004-08-04$22.28/sh+158,876$3,539,757→ 541,379 total
Exercise/Conversion
Common Stock
2004-08-04$16.17/sh+150,095$2,427,036→ 866,238 total
Exercise/Conversion
Common Stock
2004-08-04$24.01/sh+4,165$100,002→ 1,015,075 total
Exercise/Conversion
Incentive Stock Option
2004-08-04−28,143→ 0 total
Exercise: $10.57From: 1997-01-17Exp: 2006-01-17→ Common Stock (28,143 underlying)

Holdings

Incentive Stock Option
Exercise: $32.76From: 2007-01-19Exp: 2013-12-19→ Common Stock (6,104 underlying)
6,104
Nonqualified Stock Option
Exercise: $32.76From: 2007-01-19Exp: 2013-12-19→ Common Stock (156,948 underlying)
156,948
Phantom Stock Units
Exercise: $0.00From: 2008-12-31Exp: 2008-12-31→ Common Stock (82,850.041 underlying)
82,850.041
Nonqualified Stock Option
Exercise: $25.33From: 2005-01-19Exp: 2011-12-19→ Common Stock (164,053 underlying)
164,053
Nonqualified Stock Option
Exercise: $29.09From: 2006-01-16Exp: 2012-12-18→ Common Stock (156,563 underlying)
156,563
Common Stock
(indirect: By ESOP)
14,088
Incentive Stock Option
Exercise: $29.09From: 2006-01-18Exp: 2012-12-18→ Common Stock (3,437 underlying)
3,437
Incentive Stock Option
Exercise: $25.33From: 2005-01-19Exp: 2011-12-19→ Common Stock (3,947 underlying)
3,947
Common Stock
(indirect: By Trust)
125,760
Common Stock
(indirect: By 401(k))
5,039

Footnotes (1)

[F1]one for one

Documents

1 file

4
c0001041743d20040806f4f.xmlPrimary
PRIMARY DOCUMENT

Issuer

CHARTER ONE FINANCIAL INC

CIK 0000819692

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000819692

Filing Metadata

Form type: 4
Filed: Aug 5, 8:00 PM ET
Accepted: Aug 6, 3:31 PM ET
Size: 53.7 KB

View on SEC.gov