FISHER PHILLIP WM 4

Accession 0000819692-04-000093

CIK 0000819692other

View on SEC.gov Company Profile

Filed

Aug 31, 8:00 PM ET

Accepted

Sep 1, 4:56 PM ET

Size

37.7 KB

Accession

0000819692-04-000093

Insider Transaction Report

Form 4

Period: 2004-09-01

CHARTER ONE FINANCIAL INCCF

FISHER PHILLIP WM

Director

Transactions

Disposition to Issuer
Common Stock
2004-09-01$18.47/sh+12,663$233,886→ 21,345 total
Disposition to Issuer
Nonqualified Stock Option
2004-09-01$21.41/sh−9,116$195,174→ 0 total
Exercise: $23.09From: 2000-01-19Exp: 2009-01-19→ Common Stock (9,116 underlying)
Disposition to Issuer
Nonqualified Stock Option
2004-09-01$20.49/sh−8,269$169,432→ 0 total
Exercise: $24.01From: 2002-01-23Exp: 2011-01-23→ Common Stock (8,269 underlying)
Disposition from Tender
Common Stock
2004-09-01$44.50/sh−76,811$3,418,090→ 0 total(indirect: By Trust)
Disposition to Issuer
Nonqualified Stock Option
2004-09-01$26.03/sh−12,663$329,618→ 0 total
Exercise: $18.47From: 1998-06-18Exp: 2007-06-18→ Common Stock (12,663 underlying)
Disposition to Issuer
Nonqualified Stock Option
2004-09-01$15.41/sh−7,500$115,575→ 0 total
Exercise: $29.09From: 2003-12-18Exp: 2012-12-18→ Common Stock (7,500 underlying)
Disposition to Issuer
Nonqualified Stock Option
2004-09-01$19.17/sh−7,875$150,964→ 0 total
Exercise: $25.33From: 2002-12-19Exp: 2011-12-19→ Common Stock (7,875 underlying)
Disposition to Issuer
Common Stock
2004-09-01$25.33/sh+7,875$199,474→ 46,605 total
Disposition to Issuer
Common Stock
2004-09-01$29.09/sh+7,500$218,175→ 54,105 total
Disposition to Issuer
Nonqualified Stock Option
2004-09-01$28.33/sh−8,682$245,961→ 0 total
Exercise: $16.17From: 2001-01-19Exp: 2010-01-19→ Common Stock (8,682 underlying)
Disposition to Issuer
Common Stock
2004-09-01$16.17/sh+8,682$140,388→ 8,682 total
Disposition to Issuer
Common Stock
2004-09-01$21.01/sh−61,605$1,294,321→ 0 total
Disposition to Issuer
Common Stock
2004-09-01$23.09/sh+9,116$210,488→ 30,461 total
Disposition to Issuer
Common Stock
2004-09-01$24.01/sh+8,269$198,539→ 38,730 total
Disposition from Tender
Common Stock
2004-09-01$44.50/sh−280,641$12,488,525→ 0 total(indirect: By LLC)
Disposition from Tender
Common Stock
2004-09-01$44.50/sh−1,899$84,506→ 0 total(indirect: By LLC)
Disposition from Tender
Common Stock
2004-09-01$44.50/sh−1,416,297$63,025,217→ 0 total(indirect: Martinque Charitable Remainder)

Footnotes (1)

[F1]Pursuant to the Agreement and Plan of Merger by and among Charter One Financial, Inc., and Citizens Financial Group, Inc., these derivative securities were canceled in exchange for cash payment by the issuer of $44.50 per share minus the exercise price, if any. (The transactions reported on Table I are the same as the cashed out securities on Table II)

Documents

1 file

4
c0001220201d20040901f4f.xmlPrimary
PRIMARY DOCUMENT

Issuer

CHARTER ONE FINANCIAL INC

CIK 0000819692

→

Entity typeother

Related Parties

filerCIK 0001220201

Filing Metadata

Form type: 4
Filed: Aug 31, 8:00 PM ET
Accepted: Sep 1, 4:56 PM ET
Size: 37.7 KB

View on SEC.gov