FISHER PHILLIP WM 4
4 · CHARTER ONE FINANCIAL INC · Filed Sep 1, 2004
Insider Transaction Report
Form 4
FISHER PHILLIP WM
Director
Transactions
- Disposition to Issuer
Common Stock
2004-09-01$18.47/sh+12,663$233,886→ 21,345 total - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$21.41/sh−9,116$195,174→ 0 totalExercise: $23.09From: 2000-01-19Exp: 2009-01-19→ Common Stock (9,116 underlying) - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$20.49/sh−8,269$169,432→ 0 totalExercise: $24.01From: 2002-01-23Exp: 2011-01-23→ Common Stock (8,269 underlying) - Disposition from Tender
Common Stock
2004-09-01$44.50/sh−76,811$3,418,090→ 0 total(indirect: By Trust) - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$26.03/sh−12,663$329,618→ 0 totalExercise: $18.47From: 1998-06-18Exp: 2007-06-18→ Common Stock (12,663 underlying) - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$15.41/sh−7,500$115,575→ 0 totalExercise: $29.09From: 2003-12-18Exp: 2012-12-18→ Common Stock (7,500 underlying) - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$19.17/sh−7,875$150,964→ 0 totalExercise: $25.33From: 2002-12-19Exp: 2011-12-19→ Common Stock (7,875 underlying) - Disposition to Issuer
Common Stock
2004-09-01$25.33/sh+7,875$199,474→ 46,605 total - Disposition to Issuer
Common Stock
2004-09-01$29.09/sh+7,500$218,175→ 54,105 total - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$28.33/sh−8,682$245,961→ 0 totalExercise: $16.17From: 2001-01-19Exp: 2010-01-19→ Common Stock (8,682 underlying) - Disposition to Issuer
Common Stock
2004-09-01$16.17/sh+8,682$140,388→ 8,682 total - Disposition to Issuer
Common Stock
2004-09-01$21.01/sh−61,605$1,294,321→ 0 total - Disposition to Issuer
Common Stock
2004-09-01$23.09/sh+9,116$210,488→ 30,461 total - Disposition to Issuer
Common Stock
2004-09-01$24.01/sh+8,269$198,539→ 38,730 total - Disposition from Tender
Common Stock
2004-09-01$44.50/sh−280,641$12,488,525→ 0 total(indirect: By LLC) - Disposition from Tender
Common Stock
2004-09-01$44.50/sh−1,899$84,506→ 0 total(indirect: By LLC) - Disposition from Tender
Common Stock
2004-09-01$44.50/sh−1,416,297$63,025,217→ 0 total(indirect: Martinque Charitable Remainder)
Footnotes (1)
- [F1]Pursuant to the Agreement and Plan of Merger by and among Charter One Financial, Inc., and Citizens Financial Group, Inc., these derivative securities were canceled in exchange for cash payment by the issuer of $44.50 per share minus the exercise price, if any. (The transactions reported on Table I are the same as the cashed out securities on Table II)