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4//SEC Filing

PTAK VICTOR A 4

Accession 0000819692-04-000099

CIK 0000819692other

Filed

Aug 31, 8:00 PM ET

Accepted

Sep 1, 5:00 PM ET

Size

18.0 KB

Accession

0000819692-04-000099

Insider Transaction Report

Form 4
Period: 2004-09-01
Transactions
  • Disposition to Issuer

    Common Stock

    2004-09-01$29.09/sh+7,500$218,17515,375 total
  • Disposition to Issuer

    Nonqualified Stock Option

    2004-09-01$15.41/sh7,500$115,5750 total
    Exercise: $29.09From: 2003-12-18Exp: 2012-12-18Common Stock (7,500 underlying)
  • Disposition from Tender

    Common Stock

    2004-09-01$44.50/sh75,400$3,355,3000 total
  • Disposition to Issuer

    Common Stock

    2004-09-01$25.33/sh+7,875$199,4747,875 total
  • Disposition to Issuer

    Common Stock

    2004-09-01$15.50/sh22,875$354,5630 total
  • Disposition to Issuer

    Nonqualified Stock Option

    2004-09-01$19.17/sh7,875$150,9640 total
    Exercise: $25.33From: 2002-12-19Exp: 2011-12-19Common Stock (7,875 underlying)
Footnotes (1)
  • [F1]Pursuant to the Agreement and Plan of Merger by and among Charter One Financial, Inc., and Citizens Financial Group, Inc., these derivative securities were canceled in exchange for cash payment by the issuer of $44.50 per share minus the exercise price, if any. (The transactions reported on Table I are the same as the cashed out securities on Table II)

Issuer

CHARTER ONE FINANCIAL INC

CIK 0000819692

Entity typeother

Related Parties

1
  • filerCIK 0001220209

Filing Metadata

Form type
4
Filed
Aug 31, 8:00 PM ET
Accepted
Sep 1, 5:00 PM ET
Size
18.0 KB