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4//SEC Filing

RACHAL MELVIN J 4

Accession 0000819692-04-000101

CIK 0000819692other

Filed

Aug 31, 8:00 PM ET

Accepted

Sep 1, 5:01 PM ET

Size

32.6 KB

Accession

0000819692-04-000101

Insider Transaction Report

Form 4
Period: 2004-09-01
Transactions
  • Disposition to Issuer

    Nonqualified Stock Option

    2004-09-01$18.80/sh12,763$239,9440 total
    Exercise: $25.70From: 1999-03-20Exp: 2008-03-20Common Stock (12,763 underlying)
  • Disposition to Issuer

    Nonqualified Stock Option

    2004-09-01$15.41/sh7,500$115,5750 total
    Exercise: $29.09From: 2003-12-18Exp: 2012-12-18Common Stock (7,500 underlying)
  • Disposition to Issuer

    Common Stock

    2004-09-01$24.01/sh+8,269$198,53926,067 total
  • Disposition to Issuer

    Common Stock

    2004-09-01$25.33/sh+7,875$199,47433,942 total
  • Disposition to Issuer

    Common Stock

    2004-09-01$25.70/sh+12,763$328,00946,705 total
  • Disposition to Issuer

    Nonqualified Stock Option

    2004-09-01$21.41/sh9,116$195,1740 total
    Exercise: $23.09From: 2000-01-19Exp: 2009-01-19Common Stock (9,116 underlying)
  • Disposition from Tender

    Common Stock

    2004-09-01$44.50/sh4,405$196,0230 total
  • Disposition to Issuer

    Common Stock

    2004-09-01$23.09/sh+9,116$210,48817,798 total
  • Disposition to Issuer

    Common Stock

    2004-09-01$16.17/sh+8,682$140,3888,682 total
  • Disposition to Issuer

    Nonqualified Stock Option

    2004-09-01$28.33/sh8,682$245,9610 total
    Exercise: $16.17From: 2001-01-19Exp: 2010-01-19Common Stock (8,682 underlying)
  • Disposition to Issuer

    Nonqualified Stock Option

    2004-09-01$19.17/sh7,875$150,9640 total
    Exercise: $25.33From: 2002-12-19Exp: 2011-12-19Common Stock (7,875 underlying)
  • Disposition to Issuer

    Nonqualified Stock Option

    2004-09-01$20.49/sh8,269$169,4320 total
    Exercise: $24.01From: 2002-01-23Exp: 2011-01-23Common Stock (8,269 underlying)
  • Disposition to Issuer

    Common Stock

    2004-09-01$19.53/sh61,705$1,205,0990 total
  • Disposition to Issuer

    Common Stock

    2004-09-01$29.09/sh+7,500$218,17554,205 total
Footnotes (1)
  • [F1]Pursuant to the Agreement and Plan of Merger by and among Charter One Financial, Inc., and Citizens Financial Group, Inc., these derivative securities were canceled in exchange for cash payment by the issuer of $44.50 per share minus the exercise price, if any. (The transactions reported on Table I are the same as the cashed out securities on Table II)

Issuer

CHARTER ONE FINANCIAL INC

CIK 0000819692

Entity typeother

Related Parties

1
  • filerCIK 0001220211

Filing Metadata

Form type
4
Filed
Aug 31, 8:00 PM ET
Accepted
Sep 1, 5:01 PM ET
Size
32.6 KB