SCULLY JOSEPH C 4
4 · CHARTER ONE FINANCIAL INC · Filed Sep 1, 2004
Insider Transaction Report
Form 4
SCULLY JOSEPH C
Director
Transactions
- Disposition to Issuer
Common Stock
2004-09-01$10.45/sh+86,148$900,247→ 86,148 total - Disposition to Issuer
Common Stock
2004-09-01$20.02/sh+28,715$574,874→ 181,197 total - Disposition from Tender
Common Stock
2004-09-01$44.50/sh−4,417$196,557→ 0 total(indirect: By IRA) - Disposition to Issuer
Common Stock
2004-09-01$24.01/sh+8,269$198,539→ 189,466 total - Disposition to Issuer
Common Stock
2004-09-01$16.17/sh+8,682$140,388→ 221,023 total - Disposition from Tender
Common Stock
2004-09-01$44.50/sh−21,800$970,100→ 0 total(indirect: By Foundation) - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$33.82/sh−64,612$2,185,178→ 0 totalExercise: $10.68From: 1999-09-30Exp: 2006-06-20→ Common Stock (64,612 underlying) - Disposition to Issuer
Common Stock
2004-09-01$19.01/sh+1,722$32,735→ 152,482 total - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$25.49/sh−1,722$43,894→ 0 totalExercise: $19.01From: 1999-09-30Exp: 2007-06-19→ Common Stock (1,722 underlying) - Disposition from Tender
Common Stock
2004-09-01$44.50/sh−159,698$7,106,561→ 0 total(indirect: By 401(k)) - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$28.33/sh−8,682$245,961→ 0 totalExercise: $16.17From: 2001-01-19Exp: 2010-01-19→ Common Stock (8,682 underlying) - Disposition to Issuer
Common Stock
2004-09-01$25.33/sh+7,875$199,474→ 197,341 total - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$19.17/sh−7,875$150,964→ 0 totalExercise: $25.33From: 2002-12-19Exp: 2011-12-19→ Common Stock (7,875 underlying) - Disposition to Issuer
Common Stock
2004-09-01$10.68/sh+64,612$690,056→ 150,760 total - Disposition to Issuer
Common Stock
2004-09-01$30.02/sh−221,023$6,635,110→ 0 total - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$34.05/sh−86,148$2,933,339→ 0 totalExercise: $10.45From: 1999-09-30Exp: 2005-06-26→ Common Stock (86,148 underlying) - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$15.41/sh−7,500$115,575→ 0 totalExercise: $29.09From: 2003-12-18Exp: 2012-12-18→ Common Stock (7,500 underlying) - Disposition to Issuer
Common Stock
2004-09-01$29.09/sh+7,500$218,175→ 204,841 total - Disposition from Tender
Common Stock
2004-09-01$44.50/sh−15,583$693,444→ 0 total(indirect: By Spouse) - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$20.49/sh−8,269$169,432→ 0 totalExercise: $24.01From: 2002-01-23Exp: 2011-01-23→ Common Stock (8,269 underlying) - Disposition from Tender
Common Stock
2004-09-01$44.50/sh−17,690$787,205→ 0 total - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$24.48/sh−28,715$702,943→ 0 totalExercise: $20.02From: 1999-09-30Exp: 2008-08-18→ Common Stock (28,715 underlying)
Footnotes (1)
- [F1]Pursuant to the Agreement and Plan of Merger by and among Charter One Financial, Inc., and Citizens Financial Group, Inc., these derivative securities were canceled in exchange for cash payment by the issuer of $44.50 per share minus the exercise price, if any. (The transactions reported on Table I are the same as the cashed out securities on Table II)