CHARTER ONE FINANCIAL INC·4

Sep 1, 5:08 PM ET

SCHOSTAK JEROME L 4

4 · CHARTER ONE FINANCIAL INC · Filed Sep 1, 2004

Insider Transaction Report

Form 4
Period: 2004-09-01
Transactions
  • Disposition to Issuer

    Nonqualified Stock Option

    2004-09-01$19.17/sh2,625$50,3210 total
    Exercise: $25.33From: 2002-12-19Exp: 2011-12-19Common Stock (2,625 underlying)
  • Disposition from Tender

    Common Stock

    2004-09-01$44.50/sh2,561,304$113,978,0280 total
  • Disposition to Issuer

    Common Stock

    2004-09-01$14.24/sh15,125$215,3800 total
  • Disposition to Issuer

    Common Stock

    2004-09-01$25.33/sh+2,625$66,4912,625 total
  • Disposition to Issuer

    Common Stock

    2004-09-01$32.76/sh+7,500$245,70015,125 total
  • Disposition to Issuer

    Nonqualified Stock Option

    2004-09-01$15.41/sh5,000$77,0500 total
    Exercise: $29.09From: 2003-12-18Exp: 2012-12-18Common Stock (5,000 underlying)
  • Disposition to Issuer

    Common Stock

    2004-09-01$29.09/sh+5,000$145,4507,625 total
  • Disposition to Issuer

    Nonqualified Stock Option

    2004-09-01$11.74/sh7,500$88,0500 total
    Exercise: $32.76From: 2004-12-19Exp: 2013-12-19Common Stock (7,500 underlying)
Footnotes (1)
  • [F1]Pursuant to the Agreement and Plan of Merger by and among Charter One Financial, Inc., and Citizens Financial Group, Inc., these derivative securities were canceled in exchange for cash payment by the issuer of $44.50 per share minus the exercise price, if any. (The transactions reported on Table I are the same as the cashed out securities on Table II)

Documents

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