CHARTER ONE FINANCIAL INC·4

Sep 1, 5:08 PM ET

SCHOSTAK JEROME L 4

4 · CHARTER ONE FINANCIAL INC · Filed Sep 1, 2004

Insider Transaction Report

Form 4Exit
Period: 2004-09-01
Transactions
  • Disposition from Tender

    Common Stock

    2004-09-01$44.50/sh2,561,304$113,978,0280 total
  • Disposition to Issuer

    Common Stock

    [F1]
    2004-09-01$25.33/sh+2,625$66,4912,625 total
  • Disposition to Issuer

    Common Stock

    [F1]
    2004-09-01$29.09/sh+5,000$145,4507,625 total
  • Disposition to Issuer

    Common Stock

    [F1]
    2004-09-01$32.76/sh+7,500$245,70015,125 total
  • Disposition to Issuer

    Common Stock

    [F1]
    2004-09-01$14.24/sh15,125$215,3800 total
  • Disposition to Issuer

    Nonqualified Stock Option

    [F1]
    2004-09-01$19.17/sh2,625$50,3210 total
    Exercise: $25.33From: 2002-12-19Exp: 2011-12-19Common Stock (2,625 underlying)
  • Disposition to Issuer

    Nonqualified Stock Option

    [F1]
    2004-09-01$15.41/sh5,000$77,0500 total
    Exercise: $29.09From: 2003-12-18Exp: 2012-12-18Common Stock (5,000 underlying)
  • Disposition to Issuer

    Nonqualified Stock Option

    [F1]
    2004-09-01$11.74/sh7,500$88,0500 total
    Exercise: $32.76From: 2004-12-19Exp: 2013-12-19Common Stock (7,500 underlying)
Footnotes (1)
  • [F1]Pursuant to the Agreement and Plan of Merger by and among Charter One Financial, Inc., and Citizens Financial Group, Inc., these derivative securities were canceled in exchange for cash payment by the issuer of $44.50 per share minus the exercise price, if any. (The transactions reported on Table I are the same as the cashed out securities on Table II)
Signature
Robert J. Vana, Power of Attorney|2004-09-01

Documents

1 file
  • 4
    c0000905140d20040901f4f.xmlPrimary

    PRIMARY DOCUMENT