FUGO DENISE MARIE 4
4 · CHARTER ONE FINANCIAL INC · Filed Sep 3, 2004
Insider Transaction Report
Form 4
FUGO DENISE MARIE
Director
Transactions
- Disposition to Issuer
Nonqualified Stock Option
2004-09-01$11.74/sh−7,500$88,050→ 0 totalExercise: $32.76From: 2004-12-19Exp: 2013-12-19→ Common Stock (7,500 underlying) - Disposition to Issuer
Common Stock
2004-09-01$29.09/sh+5,000$145,450→ 7,625 total - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$19.17/sh−2,625$50,321→ 0 totalExercise: $25.33From: 2002-12-19Exp: 2011-12-19→ Common Stock (2,625 underlying) - Disposition to Issuer
Common Stock
2004-09-01+25.633→ 25.633 total - Disposition to Issuer
Common Stock
2004-09-01$25.33/sh+2,625$66,491→ 2,625 total - Disposition to Issuer
Phantom Stock Units
2004-09-01$44.50/sh−25.633$1,141→ 0 totalExercise: $1.00→ Common Stock (25.633 underlying) - Disposition from Tender
Common Stock
2004-09-01$44.50/sh−56,638$2,520,391→ 0 total - Disposition to Issuer
Common Stock
2004-09-01$32.76/sh+7,500$245,700→ 15,125 total - Disposition to Issuer
Common Stock
2004-09-01$14.24/sh−15,125$215,380→ 0 total - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$15.41/sh−5,000$77,050→ 0 totalExercise: $29.09From: 2003-12-18Exp: 2012-12-18→ Common Stock (5,000 underlying)
Footnotes (4)
- [F1]Pursuant to the Agreement and Plan of Merger by and among Charter One Financial, Inc., and Citizens Financial Group, Inc., these derivative securities were canceled in exchange for cash payment by the issuer of $44.50 per share minus the exercise price, if any. (The transactions reported on Table I are the same as the cashed out securities on Table II)
- [F2]one for one
- [F3]Immediate
- [F4]Settled in common stock upon termination or retirement from service.