4//SEC Filing
HITCHCOCK KAREN R 4
Accession 0000819692-04-000123
CIK 0000819692other
Filed
Sep 2, 8:00 PM ET
Accepted
Sep 3, 4:50 PM ET
Size
41.7 KB
Accession
0000819692-04-000123
Insider Transaction Report
Form 4
HITCHCOCK KAREN R
Director
Transactions
- Disposition to Issuer
Common Stock
2004-09-01$11.38/sh+5,270$59,973→ 5,270 total - Disposition to Issuer
Common Stock
2004-09-01$24.34/sh−62,482$1,520,812→ 0 total - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$19.17/sh−7,875$150,964→ 0 totalExercise: $25.33From: 2002-12-19Exp: 2011-12-19→ Common Stock (7,875 underlying) - Disposition to Issuer
Common Stock
2004-09-01$25.33/sh+7,875$199,474→ 47,482 total - Disposition to Issuer
Common Stock
2004-09-01$32.76/sh+7,500$245,700→ 54,982 total - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$27.09/sh−8,270$224,034→ 0 totalExercise: $17.41From: 1998-12-22Exp: 2007-12-22→ Common Stock (8,270 underlying) - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$33.12/sh−5,270$174,542→ 0 totalExercise: $11.38From: 1997-12-18Exp: 2006-12-18→ Common Stock (5,270 underlying) - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$20.49/sh−8,269$169,432→ 0 totalExercise: $24.01From: 2002-01-23Exp: 2011-01-23→ Common Stock (8,269 underlying) - Disposition to Issuer
Common Stock
2004-09-01$17.41/sh+8,270$143,981→ 22,222 total - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$21.41/sh−9,116$195,174→ 0 totalExercise: $23.09From: 2000-01-19Exp: 2009-01-19→ Common Stock (9,116 underlying) - Disposition from Tender
Common Stock
2004-09-01$44.50/sh−3,274$145,693→ 0 total - Disposition to Issuer
Phantom Stock Units
2004-09-01$44.50/sh−285.13$12,688→ 0 totalExercise: $1.00→ Common Stock (285.13 underlying) - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$15.41/sh−7,500$115,575→ 0 totalExercise: $29.09From: 2003-12-18Exp: 2012-12-18→ Common Stock (7,500 underlying) - Disposition to Issuer
Common Stock
2004-09-01$16.17/sh+8,682$140,388→ 13,952 total - Disposition to Issuer
Common Stock
2004-09-01$23.09/sh+9,116$210,488→ 31,338 total - Disposition to Issuer
Common Stock
2004-09-01$24.01/sh+8,269$198,539→ 39,607 total - Disposition to Issuer
Common Stock
2004-09-01+285.13→ 285.13 total - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$28.33/sh−8,682$245,961→ 0 totalExercise: $16.17From: 2001-01-19Exp: 2010-01-19→ Common Stock (8,682 underlying)
Footnotes (4)
- [F1]Pursuant to the Agreement and Plan of Merger by and among Charter One Financial, Inc., and Citizens Financial Group, Inc., these derivative securities were canceled in exchange for cash payment by the issuer of $44.50 per share minus the exercise price, if any. (The transactions reported on Table I are the same as the cashed out securities on Table II)
- [F2]one for one
- [F3]Immediate
- [F4]Settled in common stock upon termination or retirement from service.
Documents
Issuer
CHARTER ONE FINANCIAL INC
CIK 0000819692
Entity typeother
Related Parties
1- filerCIK 0001220204
Filing Metadata
- Form type
- 4
- Filed
- Sep 2, 8:00 PM ET
- Accepted
- Sep 3, 4:50 PM ET
- Size
- 41.7 KB