CHARTER ONE FINANCIAL INC 4
4 · CHARTER ONE FINANCIAL INC · Filed Sep 3, 2004
Insider Transaction Report
Form 4
MORLEY MICHAEL P
Director
Transactions
- Disposition to Issuer
Common Stock
2004-09-01$29.09/sh+7,500$218,175→ 59,052 total - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$34.91/sh−2,440$85,180→ 0 totalExercise: $9.59From: 1988-08-08Exp: 2006-05-22→ Common Stock (2,440 underlying) - Disposition to Issuer
Common Stock
2004-09-01$23.41/sh+12,730$298,009→ 35,408 total - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$15.41/sh−7,500$115,575→ 0 totalExercise: $29.09From: 2003-12-18Exp: 2012-12-18→ Common Stock (7,500 underlying) - Disposition to Issuer
Common Stock
2004-09-01$25.33/sh+7,875$199,474→ 51,552 total - Disposition to Issuer
Common Stock
2004-09-01$20.87/sh−66,552$1,388,940→ 0 total - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$21.41/sh−9,116$195,174→ 0 totalExercise: $23.09From: 2000-01-19Exp: 2009-01-19→ Common Stock (9,116 underlying) - Disposition to Issuer
Common Stock
2004-09-01$23.09/sh+9,116$210,488→ 22,678 total - Disposition to Issuer
Common Stock
2004-09-01$24.01/sh+8,269$198,539→ 43,677 total - Disposition to Issuer
Common Stock
2004-09-01$16.17/sh+8,682$140,388→ 13,562 total - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$28.33/sh−8,682$245,961→ 0 totalExercise: $16.17From: 2001-01-19Exp: 2010-01-19→ Common Stock (8,682 underlying) - Disposition to Issuer
Phantom Stock Units
2004-09-01$44.50/sh−1,332.46$59,294→ 0 totalExercise: $1.00→ Common Stock (1,332.46 underlying) - Disposition to Issuer
Common Stock
2004-09-01+1,332.46→ 1,332.46 total - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$19.17/sh−7,875$150,964→ 0 totalExercise: $25.33From: 2002-12-19Exp: 2011-12-19→ Common Stock (7,875 underlying) - Disposition to Issuer
Common Stock
2004-09-01$9.59/sh+2,440$23,400→ 2,440 total - Disposition from Tender
Common Stock
2004-09-01$44.50/sh−5,678$252,671→ 0 total - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$21.09/sh−12,730$268,476→ 0 totalExercise: $23.41From: 1998-10-15Exp: 2007-10-15→ Common Stock (12,730 underlying) - Disposition to Issuer
Nonqualified Stock Option
2004-09-01$20.49/sh−8,269$169,432→ 0 totalExercise: $24.01From: 2002-01-23Exp: 2011-01-23→ Common Stock (8,269 underlying)
Footnotes (4)
- [F1]Pursuant to the Agreement and Plan of Merger by and among Charter One Financial, Inc., and Citizens Financial Group, Inc., these derivative securities were canceled in exchange for cash payment by the issuer of $44.50 per share minus the exercise price, if any. (The transactions reported on Table I are the same as the cashed out securities on Table II)
- [F2]one for one
- [F3]Immediate
- [F4]Settled in common stock upon termination or retirement from service.