CHARTER ONE FINANCIAL INC 4

Accession 0000819692-04-000125

CIK 0000819692operating

View on SEC.gov Company Profile

Filed

Sep 2, 8:00 PM ET

Accepted

Sep 3, 4:51 PM ET

Size

45.5 KB

Accession

0000819692-04-000125

Insider Transaction Report

Form 4

Period: 2004-09-01

CHARTER ONE FINANCIAL INCCF

MORLEY MICHAEL P

Director

Transactions

Disposition to Issuer
Common Stock
2004-09-01$29.09/sh+7,500$218,175→ 59,052 total
Disposition to Issuer
Nonqualified Stock Option
2004-09-01$34.91/sh−2,440$85,180→ 0 total
Exercise: $9.59From: 1988-08-08Exp: 2006-05-22→ Common Stock (2,440 underlying)
Disposition to Issuer
Common Stock
2004-09-01$23.41/sh+12,730$298,009→ 35,408 total
Disposition to Issuer
Nonqualified Stock Option
2004-09-01$15.41/sh−7,500$115,575→ 0 total
Exercise: $29.09From: 2003-12-18Exp: 2012-12-18→ Common Stock (7,500 underlying)
Disposition to Issuer
Common Stock
2004-09-01$25.33/sh+7,875$199,474→ 51,552 total
Disposition to Issuer
Common Stock
2004-09-01$20.87/sh−66,552$1,388,940→ 0 total
Disposition to Issuer
Nonqualified Stock Option
2004-09-01$21.41/sh−9,116$195,174→ 0 total
Exercise: $23.09From: 2000-01-19Exp: 2009-01-19→ Common Stock (9,116 underlying)
Disposition to Issuer
Common Stock
2004-09-01$23.09/sh+9,116$210,488→ 22,678 total
Disposition to Issuer
Common Stock
2004-09-01$24.01/sh+8,269$198,539→ 43,677 total
Disposition to Issuer
Common Stock
2004-09-01$16.17/sh+8,682$140,388→ 13,562 total
Disposition to Issuer
Nonqualified Stock Option
2004-09-01$28.33/sh−8,682$245,961→ 0 total
Exercise: $16.17From: 2001-01-19Exp: 2010-01-19→ Common Stock (8,682 underlying)
Disposition to Issuer
Phantom Stock Units
2004-09-01$44.50/sh−1,332.46$59,294→ 0 total
Exercise: $1.00→ Common Stock (1,332.46 underlying)
Disposition to Issuer
Common Stock
2004-09-01+1,332.46→ 1,332.46 total
Disposition to Issuer
Nonqualified Stock Option
2004-09-01$19.17/sh−7,875$150,964→ 0 total
Exercise: $25.33From: 2002-12-19Exp: 2011-12-19→ Common Stock (7,875 underlying)
Disposition to Issuer
Common Stock
2004-09-01$9.59/sh+2,440$23,400→ 2,440 total
Disposition from Tender
Common Stock
2004-09-01$44.50/sh−5,678$252,671→ 0 total
Disposition to Issuer
Nonqualified Stock Option
2004-09-01$21.09/sh−12,730$268,476→ 0 total
Exercise: $23.41From: 1998-10-15Exp: 2007-10-15→ Common Stock (12,730 underlying)
Disposition to Issuer
Nonqualified Stock Option
2004-09-01$20.49/sh−8,269$169,432→ 0 total
Exercise: $24.01From: 2002-01-23Exp: 2011-01-23→ Common Stock (8,269 underlying)

Footnotes (4)

[F1]Pursuant to the Agreement and Plan of Merger by and among Charter One Financial, Inc., and Citizens Financial Group, Inc., these derivative securities were canceled in exchange for cash payment by the issuer of $44.50 per share minus the exercise price, if any. (The transactions reported on Table I are the same as the cashed out securities on Table II)
[F2]one for one
[F3]Immediate
[F4]Settled in common stock upon termination or retirement from service.

Documents

1 file

4
c0001191533d20040903f4f.xmlPrimary
PRIMARY DOCUMENT

Issuer

CHARTER ONE FINANCIAL INC

CIK 0000819692

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000819692

Filing Metadata

Form type: 4
Filed: Sep 2, 8:00 PM ET
Accepted: Sep 3, 4:51 PM ET
Size: 45.5 KB

View on SEC.gov