4//SEC Filing
II-VI INC 4
Accession 0000820318-14-000043
$COHRCIK 0000820318operating
Filed
Aug 18, 8:00 PM ET
Accepted
Aug 19, 4:22 PM ET
Size
10.2 KB
Accession
0000820318-14-000043
Insider Transaction Report
Form 4
II-VI INCIIVI
JOHNSON CARL J
DirectorChairman10% Owner
Transactions
- Award
Common Stock
2014-08-16+5,720→ 374,253 total - Sale
Common Stock
2014-08-18$14.10/sh−7,000$98,721→ 2,428,145 total(indirect: By LP) - Award
Option (Right to buy)
2014-08-16+11,440→ 11,440 totalExercise: $13.99Exp: 2024-08-16→ Common Stock (11,440 underlying)
Holdings
- 1,454,128(indirect: By Spouse)
Common Stock
Footnotes (6)
- [F1]Restricted stock award granted to reporting person under the Issuer's 2012 Omnibus Incentive Plan. The award will vest in full three years from the grant dae on August 16, 2017.
- [F2]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by CJ&M Holdings, L.P. (the "L.P.") on February 11, 2014, a family limited partnership of which the reporting person maintains control through his role as majority general partner.
- [F3]Represents the weighted average of multiple sales transactions ranging in price from $13.99 to $14.21. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- [F4]The reporting person disclaims beneficial ownership of shares owned by the L.P., except to the extent of his pecuniary interest therein.
- [F5]The reporting person disclaims beneficial ownership of shares owned by his spouse.
- [F6]The option vests in 5 equal annual installments beginning on August 16, 2015.
Documents
Issuer
II-VI INC
CIK 0000820318
Entity typeoperating
IncorporatedPA
Related Parties
1- filerCIK 0000820318
Filing Metadata
- Form type
- 4
- Filed
- Aug 18, 8:00 PM ET
- Accepted
- Aug 19, 4:22 PM ET
- Size
- 10.2 KB