II-VI INC 4
4 · II-VI INC · Filed Sep 8, 2014
Insider Transaction Report
Form 4
II-VI INCIIVI
JOHNSON CARL J
DirectorChairman10% Owner
Transactions
- Gift
Common Stock
2014-08-31−7,898→ 2,420,247 total(indirect: By LP) - Sale
Common Stock
2014-09-05$13.55/sh−5,000$67,730→ 364,253 total - Gift
Common Stock
2014-09-04−10,130→ 2,410,117 total(indirect: By LP)
Holdings
- 1,454,128(indirect: By Spouse)
Common Stock
Footnotes (4)
- [F1]The reporting person disclaims beneficial ownership of shares owned by CJ&M Holdings, L.P., a family limited partnership of which the reporting person maintains control through his position as the sole limited partner (95%) and majority general partner (3.9%), except to the extent of his pecuniary interest therein.
- [F2]The sale reported in this Form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on May 30, 2014.
- [F3]Represents the weighted average of multiple sales transactions ranging in price from $13.455 to $13.64. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- [F4]The reporting person disclaims beneficial ownership of shares owned by his spouse.