II-VI INC 4
4 · II-VI INC · Filed Oct 14, 2014
Insider Transaction Report
Form 4
II-VI INCIIVI
JOHNSON CARL J
DirectorChairman10% Owner
Transactions
- Sale
Common Stock
2014-10-13$11.75/sh−7,000$82,220→ 2,385,117 total(indirect: By LP)
Holdings
- 354,253
Common Stock
- 1,454,128(indirect: By Spouse)
Common Stock
Footnotes (4)
- [F1]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by CJ&M Holdings, L.P. (the "L.P.") on February 11, 2014, a family limited partnership of which the reporting person maintains control through his role as majority general partner.
- [F2]Represents the weighted average of multiple sales transactions ranging in price from $11.64 to $11.86. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- [F3]The reporting person disclaims beneficial ownership of shares owned by the L.P., except to the extent of his pecuniary interest therein.
- [F4]The reporting person disclaims beneficial ownership of shares owned by his spouse.