BOSTON PRIVATE FINANCIAL HOLDINGS INC 4

4 · BOSTON PRIVATE FINANCIAL HOLDINGS INC · Filed May 17, 2017

Form 4

Period: 2017-05-15

EVP, CEO-Corp Client Banking

Transactions

Exercise/Conversion
Common Stock
2017-05-15$15.60/sh+10,090$157,404→ 140,075 total
Tax Payment
Common Stock
2017-05-15$15.60/sh−3,075$47,970→ 137,000 total
Tax Payment
Common Stock
2017-05-15$15.60/sh−3,275$51,090→ 133,725 total
Exercise/Conversion
Performance Shares
[F1][F2][F3]
2017-05-15−10,090→ 0 total
Exercise: $12.01→ Common Stock (14,211 underlying)
Award
Restricted Stock Units
[F4]
2017-05-15+7,789→ 7,789 total
→ Common Stock (7,789 underlying)
Award
Performance Restricted Stock Units
[F5]
2017-05-15+11,683→ 11,683 total
→ Common Stock (11,683 underlying)

Footnotes (5)

[F1]May 15, 2014 grant date common stock closing price.
[F2]Performance Shares represent a contingent right to receive one share of the Company's common stock. Performance Shares vested based on the Company's performance for the period January 1, 2014 through December 31, 2016.
[F3]Number represents targeted performance shares initially granted for the 2014-2016 performance period. 71% of these shares vested based upon the Company's performance during the performance period. The remaining performance shares were forfeited.
[F4]Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest in full on the third anniversary of the grant date.
[F5]Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2017 through December 31, 2019.

Signature

/s/ Margaret W. Chambers, attorney-in-fact for Mr. Kaye|2017-05-17

Documents

1 file