AAON INC 4
4 · AAON INC · Filed Dec 16, 2016
Insider Transaction Report
Form 4
AAON INCAAON
SHEFFIELD KATHY I
Vice President and Treasurer
Transactions
- Sale
Common Stock, par value $.004
2016-12-15$32.77/sh−10,125$331,753→ 26,885 total - Exercise/Conversion
Common Stock, par value $.004
2016-12-15$5.03/sh+10,125$50,929→ 37,010 total - Exercise/Conversion
Stock Option (Right to Buy)
2016-12-15$5.03/sh−10,125$50,929→ 0 totalExercise: $5.03From: 2009-03-10Exp: 2018-03-10→ Common Stock (10,125 underlying)
Holdings
- 28,729(indirect: By 401(k))
Common Stock, par value $.004
- 4,805
Stock Option (Right to Buy)
Exercise: $21.93From: 2016-01-02Exp: 2025-01-02→ Common Stock (4,805 underlying) - 5,000
Stock Option (Right to Buy)
Exercise: $4.54From: 2010-03-09Exp: 2019-03-09→ Common Stock (5,000 underlying) - 33,750
Stock Option (Right to Buy)
Exercise: $6.89From: 2011-05-25Exp: 2020-05-25→ Common Stock (33,750 underlying) - 6,680
Stock Option (Right to Buy)
Exercise: $22.15From: 2017-01-04Exp: 2026-01-04→ Common Stock (6,680 underlying) - 22,500
Stock Option (Right to Buy)
Exercise: $8.65From: 2013-05-15Exp: 2022-05-15→ Common Stock (22,500 underlying)
Footnotes (1)
- [F1]This transaction was executed in multiple trades at prices ranging from $32.50 to $32.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.