Neale Sam 4
4 · AAON INC · Filed Mar 6, 2018
Insider Transaction Report
Form 4
AAON INCAAON
Neale Sam
Vice President
Transactions
- Exercise/Conversion
Common Stock, par value $.004
2018-03-05$8.65/sh+4,500$38,925→ 33,028 total - Exercise/Conversion
Common Stock, par value $.004
2018-03-05$21.93/sh+800$17,544→ 33,828 total - Exercise/Conversion
Common Stock, par value $.004
2018-03-05$22.15/sh+845$18,717→ 34,673 total - Exercise/Conversion
Common Stock, par value $.004
2018-03-05$34.10/sh+1,695$57,800→ 36,368 total - Sale
Common Stock, par value $.004
2018-03-05$35.60/sh−7,840$279,104→ 28,528 total - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-05$35.60/sh−4,500$160,200→ 0 totalExercise: $8.65From: 2013-05-15Exp: 2022-05-15→ Common Stock (4,500 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-05$35.60/sh−800$28,480→ 1,600 totalExercise: $21.93From: 2016-01-02Exp: 2025-01-02→ Common Stock (800 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-05$35.60/sh−845$30,082→ 2,547 totalExercise: $22.15From: 2017-01-04Exp: 2026-01-04→ Common Stock (845 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-05$35.60/sh−1,695$60,342→ 31,780 totalExercise: $34.10From: 2018-01-04Exp: 2027-01-04→ Common Stock (1,695 underlying)
Holdings
- 2,927(indirect: By 401(k))
Common Stock, par value $.004
- 35,600
Stock Option (Right to Buy)
Exercise: $36.95From: 2019-01-02Exp: 2028-01-02→ Common Stock (35,600 underlying)
Footnotes (1)
- [F1]This transaction was executed in multiple trades at prices ranging from $35.53 to $35.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.