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4//SEC Filing

Asbjornson Scott M 4

Accession 0000824142-21-000100

CIK 0000824142other
View on SEC.govCompany Profile

Filed

May 17, 8:00 PM ET

Accepted

May 18, 6:40 PM ET

Size

15.6 KB

Accession

0000824142-21-000100

Insider Transaction Report

Form 4
Period: 2021-05-16
AAON, INC.AAON
Asbjornson Scott M
Vice President, Finance & CFO
Transactions
  • Disposition to Issuer

    Common Stock, par value $.004

    2021-05-16$68.64/sh−1,632$112,020→ 845,094 total
  • Tax Payment

    Common Stock, par value $.004

    2021-05-16$68.64/sh−1,112$76,328→ 846,726 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2021-05-16$74.36/sh−11,349$843,912→ 0 total
    Exercise: $73.36From: 2022-03-11Exp: 2031-03-11→ Common Stock (11,349 underlying)
Holdings

  • Stock Option (Right to Buy)

    Exercise: $44.22From: 2021-03-11Exp: 2030-03-11→ Common Stock (34,968 underlying)
    34,968

  • Stock Option (Right to Buy)

    Exercise: $34.10From: 2021-05-16Exp: 2022-05-16→ Common Stock (6,510 underlying)
    6,510

  • Common Stock, par value $.004

    (indirect: By Children)
    540,000

  • Common Stock, par value $.004

    (indirect: By 401(k))
    2,741

  • Stock Option (Right to Buy)

    Exercise: $36.95From: 2021-05-16Exp: 2022-05-16→ Common Stock (15,960 underlying)
    15,960

  • Stock Option (Right to Buy)

    Exercise: $41.37From: 2021-05-16Exp: 2022-05-16→ Common Stock (69,000 underlying)
    69,000
Footnotes (6)
  • [F1]Tax withholding on vesting of Restricted Stock Awards due to retirement, effective May 16, 2021.
  • [F2]Forfeiture of Restricted Stock Award (granted 3/11/2021) due to retirement, effective May 16, 2021.
  • [F3]Date Exercisable (but not exercised) is accelerated upon retirement, effective May 16, 2021.
  • [F4]Expiration date (1 year from retirement) is accelerated upon retirement, effective May 16, 2021.
  • [F5]This stock award was granted (on 3/11/2020) under the Issuer's 2016 Long Term Incentive Plan and is exercisable ratably on each of the first five anniversaries of the date of the grant.
  • [F6]Forfeiture of Stock Option Award (granted 3/11/2021) due to retirement, effective May 16, 2021.

Documents

1 file

Issuer

AAON, INC.

CIK 0000824142

→
Entity typeother

Related Parties

1
  • filerCIK 0001556286

Filing Metadata

Form type
4
Filed
May 17, 8:00 PM ET
Accepted
May 18, 6:40 PM ET
Size
15.6 KB
View on SEC.gov