Home/Filings/4/0000825411-14-000022
4//SEC Filing

SEVCON, INC. 4

Accession 0000825411-14-000022

CIK 0000825411operating

Filed

Aug 19, 8:00 PM ET

Accepted

Aug 20, 1:02 PM ET

Size

9.8 KB

Accession

0000825411-14-000022

Insider Transaction Report

Form 4
Period: 2014-08-18
Transactions
  • Other

    Subscription Rights (Right to Buy)

    2014-08-18$0.88/sh44$3935,056 total
    Exercise: $21.50Exp: 2014-09-08Referred Stock (5 underlying)
  • Other

    Subscription Rights (Right to Buy)

    2014-08-19$0.70/sh2,500$1,75032,566 total
    Exercise: $21.50Exp: 2014-09-08Preferred Stock (325 underlying)
  • Other

    Subscripton Rights (Right to Buy)

    2014-08-19$0.70/sh10,200$7,14022,356 total
    Exercise: $21.50Exp: 2014-09-08Preferred Stock (1,328 underlying)
Footnotes (2)
  • [F1]The subscription rights sold by the reporting person were issued to the reporting person in connection with Sevcon, Inc.'s rights offering, in which Sevcon, Inc. distributed, at no charge, to holders of its common stock, transferable subscription rights to purchase shares of the company's Series A Convertible Preferred Stock.
  • [F2]Immediately exercisable.

Issuer

SEVCON, INC.

CIK 0000825411

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000825411

Filing Metadata

Form type
4
Filed
Aug 19, 8:00 PM ET
Accepted
Aug 20, 1:02 PM ET
Size
9.8 KB