SEVCON, INC.·4

Aug 20, 1:02 PM ET

SEVCON, INC. 4

4 · SEVCON, INC. · Filed Aug 20, 2014

Insider Transaction Report

Form 4
Period: 2014-08-18
Transactions
  • Other

    Subscription Rights (Right to Buy)

    2014-08-18$0.88/sh44$3935,056 total
    Exercise: $21.50Exp: 2014-09-08Referred Stock (5 underlying)
  • Other

    Subscription Rights (Right to Buy)

    2014-08-19$0.70/sh2,500$1,75032,566 total
    Exercise: $21.50Exp: 2014-09-08Preferred Stock (325 underlying)
  • Other

    Subscripton Rights (Right to Buy)

    2014-08-19$0.70/sh10,200$7,14022,356 total
    Exercise: $21.50Exp: 2014-09-08Preferred Stock (1,328 underlying)
Footnotes (2)
  • [F1]The subscription rights sold by the reporting person were issued to the reporting person in connection with Sevcon, Inc.'s rights offering, in which Sevcon, Inc. distributed, at no charge, to holders of its common stock, transferable subscription rights to purchase shares of the company's Series A Convertible Preferred Stock.
  • [F2]Immediately exercisable.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT