4/A//SEC Filing
SEVCON, INC. 4/A
Accession 0000825411-14-000023
CIK 0000825411operating
Filed
Aug 20, 8:00 PM ET
Accepted
Aug 21, 3:29 PM ET
Size
14.5 KB
Accession
0000825411-14-000023
Insider Transaction Report
Form 4/AAmended
SEVCON, INC.SEVRR
STEADMAN DAVID RA
Director
Transactions
- Sale
Subscription Rights (Right to Buy)
2014-08-19$0.70/sh−10,200$7,140→ 22,356 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (1,328 underlying) - Sale
Subscription Rights (Right to Buy)
2014-08-20$0.69/sh−1,500$1,035→ 20,856 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (195 underlying) - Sale
Subscription Rights (Right to Buy)
2014-08-20$0.71/sh−50$36→ 20,806 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (6 underlying) - Sale
Subscription Rights (Right to Buy)
2014-08-18$0.88/sh−44$39→ 35,056 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (5 underlying) - Sale
Subscription Rights (Right to Buy)
2014-08-19$0.70/sh−2,500$1,750→ 32,556 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (325 underlying)
Footnotes (3)
- [F1]The subscription rights sold by the reporting person were issued to the reporting person in connection with Sevcon, Inc.'s rights offering, in which Sevcon, Inc. distributed, at no charge, to holders of its common stock, transferable subscription rights to purchase shares of the company's Series A Convertible Preferred Stock.
- [F2]The reporting person previously reported these dispositions using an incorrect transaction code.
- [F3]Immediately exercisable.
Documents
Issuer
SEVCON, INC.
CIK 0000825411
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000825411
Filing Metadata
- Form type
- 4/A
- Filed
- Aug 20, 8:00 PM ET
- Accepted
- Aug 21, 3:29 PM ET
- Size
- 14.5 KB