SEVCON, INC. 4/A
4/A · SEVCON, INC. · Filed Aug 21, 2014
Insider Transaction Report
Form 4/AAmended
SEVCON, INC.SEVRR
STEADMAN DAVID RA
Director
Transactions
- Sale
Subscription Rights (Right to Buy)
2014-08-19$0.70/sh−10,200$7,140→ 22,356 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (1,328 underlying) - Sale
Subscription Rights (Right to Buy)
2014-08-20$0.69/sh−1,500$1,035→ 20,856 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (195 underlying) - Sale
Subscription Rights (Right to Buy)
2014-08-20$0.71/sh−50$36→ 20,806 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (6 underlying) - Sale
Subscription Rights (Right to Buy)
2014-08-18$0.88/sh−44$39→ 35,056 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (5 underlying) - Sale
Subscription Rights (Right to Buy)
2014-08-19$0.70/sh−2,500$1,750→ 32,556 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (325 underlying)
Footnotes (3)
- [F1]The subscription rights sold by the reporting person were issued to the reporting person in connection with Sevcon, Inc.'s rights offering, in which Sevcon, Inc. distributed, at no charge, to holders of its common stock, transferable subscription rights to purchase shares of the company's Series A Convertible Preferred Stock.
- [F2]The reporting person previously reported these dispositions using an incorrect transaction code.
- [F3]Immediately exercisable.