4//SEC Filing
SEVCON, INC. 4
Accession 0000825411-14-000024
CIK 0000825411operating
Filed
Aug 24, 8:00 PM ET
Accepted
Aug 25, 2:19 PM ET
Size
11.1 KB
Accession
0000825411-14-000024
Insider Transaction Report
Form 4
SEVCON, INC.SEVRR
ROSENBERG PAUL B
Director
Transactions
- Sale
Subscription Rights (Right to Buy)
2014-08-21$0.70/sh−500$350→ 104,080 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (65 underlying) - Sale
Subscription Rights (Right to Buy)
2014-08-22$0.64/sh−900$576→ 103,180 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (117 underlying) - Sale
Subscription Rights (Right to Buy)
2014-08-25$0.64/sh−1,000$640→ 102,180 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (130 underlying)
Holdings
- 1,000(indirect: By Spouse)
Subscription Rights (Right to Buy)
Exercise: $21.50Exp: 2014-09-08→ Preferred Stock (0 underlying)
Footnotes (2)
- [F1]The subscription rights reflected on this Form 4 were issued to the reporting person in connection with Sevcon, Inc.'s rights offering, in which Sevcon, Inc. distributed, at no charge, to holders of its common stock, transferable subscription rights to purchase shares of the company's Series A Convertible Preferred Stock.
- [F2]Immediately excercisable
Documents
Issuer
SEVCON, INC.
CIK 0000825411
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000825411
Filing Metadata
- Form type
- 4
- Filed
- Aug 24, 8:00 PM ET
- Accepted
- Aug 25, 2:19 PM ET
- Size
- 11.1 KB