4//SEC Filing
SEVCON, INC. 4
Accession 0000825411-14-000025
CIK 0000825411operating
Filed
Aug 26, 8:00 PM ET
Accepted
Aug 27, 4:27 PM ET
Size
11.1 KB
Accession
0000825411-14-000025
Insider Transaction Report
Form 4
SEVCON, INC.SEVRR
ROSENBERG PAUL B
Director
Transactions
- Sale
Subscription Rights (Right to Buy)
2014-08-26$0.60/sh−1,700$1,020→ 100,480 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (221 underlying) - Sale
Subscription Rights (Right to Buy)
2014-08-27$0.49/sh−3,000$1,470→ 97,480 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (390 underlying) - Sale
Subscription Rights (Right to Buy)
2014-08-27$0.47/sh−5,100$2,384→ 92,380 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (664 underlying)
Holdings
- 1,000(indirect: By Spouse)
Subscription Rights (Right to Buy)
Exercise: $21.50Exp: 2014-09-08→ Preferred Stock (0 underlying)
Footnotes (2)
- [F1]The subscription rights reflected on this Form 4 were issued to the reporting person in connection with Sevcon, Inc.'s rights offering, in which Sevcon, Inc. distributed, at no charge, to holders of its common stock, transferable subscription rights to purchase shares of the company's Series A Convertible Preferred Stock.
- [F2]Immediately exercisable.
Documents
Issuer
SEVCON, INC.
CIK 0000825411
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000825411
Filing Metadata
- Form type
- 4
- Filed
- Aug 26, 8:00 PM ET
- Accepted
- Aug 27, 4:27 PM ET
- Size
- 11.1 KB