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4//SEC Filing

SEVCON, INC. 4

Accession 0000825411-14-000026

CIK 0000825411operating

View on SEC.gov Company Profile

Filed

Sep 2, 8:00 PM ET

Accepted

Sep 3, 2:25 PM ET

Size

14.2 KB

Accession

0000825411-14-000026

Insider Transaction Report

Form 4

Period: 2014-08-29

SEVCON, INC.SEVRR

ROSENBERG PAUL B

Director

Transactions

Sale
Subscription Rights (Right to Buy)
2014-08-29$0.40/sh−20,000$8,002→ 72,380 total
Exercise: $21.50Exp: 2014-09-08→ Preferred Stock (2,604 underlying)
Sale
Subscription Rights (Right to Buy)
2014-09-02$0.45/sh−5,000$2,250→ 61,980 total
Exercise: $21.50Exp: 2014-09-08→ Preferred Stock (651 underlying)
Sale
Subscription Rights (Right to Buy)
2014-08-29$0.53/sh−400$212→ 71,980 total
Exercise: $21.50Exp: 2014-09-08→ Preferred Stock (52 underlying)
Sale
Subscription Rights (Right to Buy)
2014-08-29$0.40/sh−1,000$400→ 0 total(indirect: By Spouse)
Exercise: $21.50Exp: 2014-09-08→ Preferred Stock (130 underlying)
Sale
Subscription Rights (Right to Buy)
2014-09-02$0.42/sh−5,000$2,100→ 66,980 total
Exercise: $21.50Exp: 2014-09-08→ Preferred Stock (651 underlying)

Footnotes (2)

[F1]The subscription rights reflected on this Form 4 were issued to the reporting person in connection with Sevcon, Inc.'s rights offering, in which Sevcon Inc. distributed, at no charge, to holders of its common stock, transferable subscription rights to purchase shares of the company's Series A Convertible Preferred Stock.
[F2]Immediately exercisable

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

SEVCON, INC.

CIK 0000825411

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000825411

Filing Metadata

Form type: 4
Filed: Sep 2, 8:00 PM ET
Accepted: Sep 3, 2:25 PM ET
Size: 14.2 KB

View on SEC.gov