Home/Filings/4/0000825411-14-000027
4//SEC Filing

SEVCON, INC. 4

Accession 0000825411-14-000027

CIK 0000825411operating

Filed

Sep 2, 8:00 PM ET

Accepted

Sep 3, 2:45 PM ET

Size

9.8 KB

Accession

0000825411-14-000027

Insider Transaction Report

Form 4
Period: 2014-09-02
Transactions
  • Sale

    Subscription Rights (Right to Buy)

    2014-09-03$0.45/sh500$22513,606 total
    Exercise: $21.50Exp: 2014-09-08Preferred Stock (65 underlying)
  • Sale

    Subscription Rights (Right to Buy)

    2014-09-02$0.44/sh4,700$2,06816,106 total
    Exercise: $21.50Exp: 2014-09-08Preferred Stock (612 underlying)
  • Sale

    Subscription Rights (Right to Buy)

    2014-09-03$0.44/sh2,000$88014,106 total
    Exercise: $21.50Exp: 2014-09-08Preferred Stock (260 underlying)
Footnotes (2)
  • [F1]The subscription rights reflected on this Form 4 were issued to the reporting person in connection with Sevcon, Inc.'s rights offering, in which Sevcon, Inc. distributed, at no charge, to holders of its common stock, transferable subscription rights to purchase shares of the company's Series A Convertible Preferred Stock.
  • [F2]Immediately exercisable.

Issuer

SEVCON, INC.

CIK 0000825411

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000825411

Filing Metadata

Form type
4
Filed
Sep 2, 8:00 PM ET
Accepted
Sep 3, 2:45 PM ET
Size
9.8 KB