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SEVCON, INC.·4

Sep 3, 2:45 PM ET

SEVCON, INC. 4

4 · SEVCON, INC. · Filed Sep 3, 2014

Insider Transaction Report

Form 4
Period: 2014-09-02
SEVCON, INC.SEVRR
STEADMAN DAVID RA
Director
Transactions
  • Sale

    Subscription Rights (Right to Buy)

    2014-09-03$0.45/sh−500$225→ 13,606 total
    Exercise: $21.50Exp: 2014-09-08→ Preferred Stock (65 underlying)
  • Sale

    Subscription Rights (Right to Buy)

    2014-09-02$0.44/sh−4,700$2,068→ 16,106 total
    Exercise: $21.50Exp: 2014-09-08→ Preferred Stock (612 underlying)
  • Sale

    Subscription Rights (Right to Buy)

    2014-09-03$0.44/sh−2,000$880→ 14,106 total
    Exercise: $21.50Exp: 2014-09-08→ Preferred Stock (260 underlying)
Footnotes (2)
  • [F1]The subscription rights reflected on this Form 4 were issued to the reporting person in connection with Sevcon, Inc.'s rights offering, in which Sevcon, Inc. distributed, at no charge, to holders of its common stock, transferable subscription rights to purchase shares of the company's Series A Convertible Preferred Stock.
  • [F2]Immediately exercisable.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT