4//SEC Filing
SEVCON, INC. 4
Accession 0000825411-14-000033
CIK 0000825411operating
Filed
Sep 9, 8:00 PM ET
Accepted
Sep 10, 2:43 PM ET
Size
12.2 KB
Accession
0000825411-14-000033
Insider Transaction Report
Form 4
SEVCON, INC.SEV
Stump Paul O
Director
Transactions
- Exercise/Conversion
Subscription Rights (Right to Buy)
2014-09-08−1,897→ 0 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (247 underlying) - Exercise/Conversion
Subscription Rights (Right to Buy)
2014-09-08−16,595→ 0 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (2,161 underlying) - Exercise/Conversion
Series A Convertible Preferred Stock
2014-09-08$21.50/sh+247$5,311→ 247 totalExercise: $8.00From: 2014-09-08→ Common Stock (741 underlying) - Exercise/Conversion
Series A Convertible Preferred Stock
2014-09-08$21.50/sh+2,161$46,462→ 2,408 totalExercise: $8.00From: 2014-09-08→ Common Stock (6,483 underlying)
Footnotes (4)
- [F1]The subscription rights reflected on this Form 4 were issued to the reporting person in connection with Sevcon, Inc.'s rights offering, in which Sevcon, Inc. distributed, at no charge, to holders of its common stock, transferable subscription rights to purchase shares of the company's Series A Convertible Preferred Stock.
- [F2]Immediately exercisable
- [F3]All unexercised rights expired on September 8, 2014
- [F4]The Series A Convertible Preferred Stock has no expiration date.
Documents
Issuer
SEVCON, INC.
CIK 0000825411
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000825411
Filing Metadata
- Form type
- 4
- Filed
- Sep 9, 8:00 PM ET
- Accepted
- Sep 10, 2:43 PM ET
- Size
- 12.2 KB