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|4Sep 10, 2:55 PM ET

SEVCON, INC. 4

4 · SEVCON, INC. · Filed Sep 10, 2014

Insider Transaction Report

Form 4
Period: 2014-09-08
SEVCON, INC.SEV
BOYLE MATTHEW
DirectorPresident & CEO
Transactions
  • Exercise/Conversion

    Subscription Rights (Right to Buy)

    2014-09-08−70,057→ 0 total
    Exercise: $21.50Exp: 2014-09-08→ Preferred Stock (9,121 underlying)
  • Exercise/Conversion

    Series A Convertible Preferred Stock

    2014-09-08$21.50/sh+9,121$196,102→ 9,121 total
    Exercise: $8.00From: 2014-09-08→ Common Stock (27,363 underlying)
Footnotes (4)
  • [F1]The subscription rights reflected on this Form 4 were issued to the reporting person in connection with Sevcon, Inc.'s rights offering, in which Sevcon, Inc. distributed, at no charge, to holders of its common stock, transferable subscription rights to purchase shares of the company's Series A Convertible Preferred Stock.
  • [F2]Immediately exercisable
  • [F3]All unexercised rights expired on September 8, 2014
  • [F4]The Series A Convertible Preferred Stock has no expiration date.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT