SEVCON, INC. 4/A
4/A · SEVCON, INC. · Filed Sep 18, 2014
Insider Transaction Report
Form 4/AAmended
SEVCON, INC.SEV
BOYLE MATTHEW
DirectorPresident & CEO
Transactions
- Exercise/Conversion
Series A Converible Preferred Stock
2014-09-08$21.50/sh+9,121$196,102→ 9,121 totalExercise: $8.00From: 2014-09-08→ Common Stock (27,363 underlying) - Award
Series A Convertible Preferred Stock
2014-09-08$21.50/sh+2$43→ 9,123 totalExercise: $8.00From: 2014-09-08→ Common Stock (6 underlying) - Exercise/Conversion
Subsription Rights (Right to Buy)
2014-09-08−70,057→ 0 totalExercise: $21.50Exp: 2014-09-08→ Preferred Stock (9,121 underlying)
Footnotes (5)
- [F1]The subscription rights reflected on this Form 4 were issued to the reporting person in connection with Sevcon, Inc.'s rights offering, in which Sevcon, Inc. distributed, at no charge, to holders of its common stock, transferable subscription rights to purchase shares of the company's Series A Convertible Preferred Stock
- [F2]Immediately exercisable
- [F3]All unexercised rights expired on September 8, 2014.
- [F4]The Series A Convertible Preferred Stock has no expiration date.
- [F5]Represents final allocation of oversubscription shares on September 16, 2014.