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SEVCON, INC.·4/A

Sep 24, 9:16 AM ET

SEVCON, INC. 4/A

4/A · SEVCON, INC. · Filed Sep 24, 2014

Insider Transaction Report

Form 4/AAmended
Period: 2014-09-08
SEVCON, INC.SEV
SCHORR MARVIN G
Director
Transactions
  • Exercise/Conversion

    Series A Convertible Preferred Stock

    2014-09-08$21.20/sh+22,448$475,898→ 22,448 total
    Exercise: $8.00From: 2014-09-08→ Common Stock (67,344 underlying)
  • Expiration (Short)

    Subscription Rights (Right to Buy)

    2014-09-08−1,800→ 0 total(indirect: By Spouse)
    Exercise: $21.50Exp: 2014-09-08→ Preferred Stock (234 underlying)
  • Exercise/Conversion

    Subscription Rights (Right to Buy)

    2014-09-08−172,386→ 0 total
    Exercise: $21.50Exp: 2014-09-08→ Preferred Stock (22,448 underlying)
  • Exercise/Conversion

    Series A Convertible Preferred Stock

    2014-09-08$21.50/sh+234$5,031→ 234 total(indirect: By Spouse)
    Exercise: $8.00From: 2014-09-08→ Common Stock (702 underlying)
Footnotes (4)
  • [F1]The subscription rights reflected on this Form 4 were issued to the reporting person in connection with Sevcon, Inc.'s rights offering, in which Sevcon, Inc. distributed, at no charge, to holders of its common stock, transferable subscription rights to purchase shares of the company's Series A Convertible Preferred Stock.
  • [F2]Immediately exercisable
  • [F3]All unexercised rights expired on September 8, 2014.
  • [F4]The Series A Convertible Preferred Stock has no expiration date.

Documents

1 file
  • 4
    primary_doc.xml

    PRIMARY DOCUMENT