TOR MINERALS INTERNATIONAL INC·4

Dec 13, 4:29 PM ET

PAULSON BERNARD A 4

4 · TOR MINERALS INTERNATIONAL INC · Filed Dec 13, 2011

Insider Transaction Report

Form 4
Period: 2011-12-13
PAULSON BERNARD A
Director10% Owner
Transactions
  • Exercise of In-Money

    Common Stock Warrants (Right to Buy)

    2011-12-13$10.00/sh85,000$850,0000 total(indirect: By Paulson Ranch Ltd)
    Exercise: $10.00From: 2008-12-31Exp: 2011-12-31Common Stock
  • Exercise of In-Money

    Common Stock

    2011-12-13$10.00/sh+85,000$850,000418,066 total(indirect: By Paulson Ranch Ltd)
Footnotes (3)
  • [F1]Shares are held for the account of Paulson Ranch Ltd, of which Mr. Paulson has sole voting power and disclaims beneficial ownership. In addition to the 400,406 shares held by Paulson Ranch Ltd, Mr. Paulson and his wife own 17,660 shares
  • [F2]85,000 shares acquired through the exercise of warrants issued in 2008 private placement which were exercisable from December 31, 2008 through December 31, 2011, at an exercise price of $10/share
  • [F3]85,000 warrants exercised at an exercise price of $10/share

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT