|4Dec 13, 4:50 PM ET

HARTMAN DOUGLAS M 4

4 · TOR MINERALS INTERNATIONAL INC · Filed Dec 13, 2011

Insider Transaction Report

Form 4
Period: 2011-12-13
HARTMAN DOUGLAS M
Director10% Owner
Transactions
  • Exercise of In-Money

    Common Stock Warrant (Right to Buy)

    2011-12-13$10.00/sh45,000$450,0000 total(indirect: By Trust)
    Exercise: $10.00From: 2008-12-31Exp: 2011-12-31Common Stock
  • Exercise of In-Money

    Common Stock

    2011-12-13$10.00/sh+45,000$450,000210,500 total(indirect: By Trust)
Footnotes (3)
  • [F1]45,000 shares acquired through the exercise of warrants issued in 2008 private placement which were exercisable from December 31, 2008 through December 31, 2011, at an exercise price of $10/share
  • [F2]Shares held by the Douglas MacDonald Hartman Family Irrevocable Trust of which Mr. Hartman is Trustee
  • [F3]45,000 warrants exercised at an exercise price of $10/share

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT