4//SEC Filing
HARTMAN DAVID H 4
Accession 0000842295-11-000076
CIK 0000842295other
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 5:08 PM ET
Size
7.6 KB
Accession
0000842295-11-000076
Insider Transaction Report
Form 4
HARTMAN DAVID H
Director10% Owner
Transactions
- Exercise of In-Money
Common Stock
2011-12-13$10.00/sh+45,000$450,000→ 210,500 total(indirect: By Trust) - Exercise of In-Money
Common Stock Warrant (Right to Buy)
2011-12-13$10.00/sh−45,000$450,000→ 0 total(indirect: By Trust)Exercise: $10.00From: 2008-12-31Exp: 2011-12-31→ Common Stock (450,000 underlying)
Footnotes (3)
- [F1]45,000 shares acquired through the exercise of warrants issued in 2008 private placement which were exerciable from December 31, 2008 through December 31, 2011, at an exercise price of $10/share
- [F2]Shares held by the D and CH Trust of which Mr. Hartman is a Trustee.
- [F3]45,000 warrants exercised at an exercise price of $10/share
Documents
Issuer
TOR MINERALS INTERNATIONAL INC
CIK 0000842295
Entity typeother
Related Parties
1- filerCIK 0001268223
Filing Metadata
- Form type
- 4
- Filed
- Dec 12, 7:00 PM ET
- Accepted
- Dec 13, 5:08 PM ET
- Size
- 7.6 KB