|4May 14, 4:38 PM ET

HARTMAN DOUGLAS M 4

4 · TOR MINERALS INTERNATIONAL INC · Filed May 14, 2012

Insider Transaction Report

Form 4
Period: 2012-05-11
HARTMAN DOUGLAS M
Director10% Owner
Transactions
  • Purchase

    Common Stock

    2012-05-11$2875.00/sh+500$1,437,500305,340 total(indirect: By Trust)
  • Exercise of In-Money

    Option Right to Buy

    2012-05-11$2875.00/sh+500$1,437,5000 total
    Exercise: $2.75From: 2002-05-13Exp: 2012-05-12Common Stock (500 underlying)
  • Award

    Option Right to Buy

    2012-05-14$9110.00/sh+500$4,555,000500 total
    Exercise: $18.22From: 2012-05-14Exp: 2022-05-13Common Stock (500 underlying)
Footnotes (4)
  • [F1]Exercise of 500 stock options which were granted on May 13, 2002 and expire on May 12, 2012, with an exercise price of $5.75 each
  • [F2]Mr. Hartman is Trustee of the Douglas MacDonald Hartman Family Irrevocable Trust
  • [F3]Total shares represent 304,340 owned by the Douglas MacDonald Hartman Family Irrevocable Trust and the remaining 1,000 shares are held individually by Mr. Hartman
  • [F4]Automatic stock options granted to non-employee directors under the 2000 Incentive Plan for TOR Minerals Interntional, Inc. The 500 stock options were granted on May 14, 2012 and expire May 13, 2022 and have an exercise price of $18.22 each

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT