HARTMAN DAVID H 4

Accession 0000842295-13-000042

CIK 0000842295other

View on SEC.gov Company Profile

Filed

May 21, 8:00 PM ET

Accepted

May 22, 4:53 PM ET

Size

32.7 KB

Accession

0000842295-13-000042

Insider Transaction Report

Form 4

Period: 2013-05-22

TOR MINERALS INTERNATIONAL INCTORM

HARTMAN DAVID H

Director10% Owner

Transactions

Purchase
COMMON STOCK
2013-05-22$11.10/sh+500$5,550→ 307,840 total(indirect: By Trust)
Purchase
COMMON STOCK
2013-05-22$7.50/sh+633$4,748→ 309,973 total(indirect: By Trust)
Purchase
COMMON STOCK
2013-05-22$7.63/sh+500$3,815→ 310,473 total(indirect: By Trust)
Exercise of In-Money
OPTION RIGHT TO BUY
2013-05-22$11.05/sh−2,000$22,100→ 0 total
Exercise: $11.05From: 2003-05-23Exp: 2013-05-23→ COMMON STOCK (2,000 underlying)
Exercise Out-of-Money
OPTION RIGHT TO BUY
2013-05-22$13.20/sh−500$6,600→ 0 total
Exercise: $13.20From: 2007-05-21Exp: 2017-05-21→ COMMON STOCK (500 underlying)
Exercise of In-Money
OPTION RIGHT TO BUY
2013-05-22$10.45/sh−500$5,225→ 0 total
Exercise: $10.45From: 2008-05-27Exp: 2018-05-27→ COMMON STOCK (500 underlying)
Exercise of In-Money
OPTION RIGHT TO BUY
2013-05-22$2.70/sh−500$1,350→ 0 total
Exercise: $2.70From: 2009-08-24Exp: 2019-08-24→ COMMON STOCK (500 underlying)
Exercise of In-Money
OPTION RIGHT TO BUY
2013-05-22$7.50/sh−633$4,748→ 0 total
Exercise: $7.50From: 2010-06-18Exp: 2018-06-18→ COMMON STOCK (633 underlying)
Exercise of In-Money
OPTION RIGHT TO BUY
2013-05-22$7.63/sh−500$3,815→ 0 total
Exercise: $7.63From: 2010-06-21Exp: 2020-06-21→ COMMON STOCK (500 underlying)
Purchase
COMMON STOCK
2013-05-22$11.05/sh+2,000$22,100→ 307,340 total(indirect: By Trust)
Purchase
COMMON STOCK
2013-05-22$13.20/sh+500$6,600→ 308,340 total(indirect: By Trust)
Purchase
COMMON STOCK
2013-05-22$10.45/sh+500$5,225→ 308,840 total(indirect: By Trust)
Purchase
COMMON STOCK
2013-05-22$2.70/sh+500$1,350→ 309,340 total(indirect: By Trust)
Exercise of In-Money
OPTION RIGHT TO BUY
2013-05-22$11.10/sh−500$5,550→ 0 total
Exercise: $11.10From: 2006-05-15Exp: 2016-05-15→ COMMON STOCK (500 underlying)

Footnotes (8)

[F1]Exercise of 2000 stock options at an exercise price of $11.05, granted May 23, 2003 and expire May 23, 2013
[F2]Exercise of 500 stock options with an exercise price of $11.10 granted May 15, 2006 and expire May 15, 2016
[F3]Exercise of 500 stock options with an exercise price of $13.20, granted May 21, 2007 and expire May 21, 2017. On date of exercise, options were under the water.
[F4]Exercise of 500 stock options with an exercise price of $10.45, granted on May 27, 2008 and expire May 27, 2018.
[F5]Exercise of 500 stock options with an exercise price of $2.70, granted August 24, 2009 and expire August 24, 2019
[F6]Exercise of 633 stock options with an exercise price of $7.50, granted June 18, 2010 and expire June 18, 2020
[F7]Exercise of 500 stock options with an exercise price of $7.63, granted June 21, 2010 and expire on June 21, 2020
[F8]Beneficial ownership consists of 304,340 shares owned by The Hartman Family Revocable Trust (the "Trust") of which Mr. Hartman and his wife, Claudette, are Co-Trustees. The remaining shares are owned directly by Mr. Hartman.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

TOR MINERALS INTERNATIONAL INC

CIK 0000842295

→

Entity typeother

Related Parties

filerCIK 0001268223

Filing Metadata

Form type: 4
Filed: May 21, 8:00 PM ET
Accepted: May 22, 4:53 PM ET
Size: 32.7 KB

View on SEC.gov