OSLICK JEROME G 4

Accession 0000845877-12-000172

CIK 0000845877other

View on SEC.gov Company Profile

Filed

Nov 19, 7:00 PM ET

Accepted

Nov 20, 8:53 PM ET

Size

15.3 KB

Accession

0000845877-12-000172

Insider Transaction Report

Form 4

Period: 2012-11-16

FEDERAL AGRICULTURAL MORTGAGE CORPAGM

OSLICK JEROME G

VP - General Counsel

Transactions

Exercise/Conversion
Class C Non-Voting Common Stock
2012-11-16$22.40/sh+8,584$192,282→ 20,884 total
Sale
Class C Non-Voting Common Stock
2012-11-16$31.00/sh−8,584$266,104→ 12,300 total
Exercise/Conversion
Stock Option
2012-11-16$22.40/sh−8,584$192,282→ 0 total
Exercise: $22.40From: 2003-06-05Exp: 2013-06-05→ Class C Non-Voting Common Stock (8,584 underlying)
Exercise/Conversion
Stock Option
2012-11-19$26.36/sh−10,091$265,999→ 0 total
Exercise: $26.36From: 2007-05-31Exp: 2016-06-01→ Class C Non-Voting Common Stock (10,091 underlying)
Exercise/Conversion
Class C Non-Voting Common Stock
2012-11-19$26.36/sh+10,091$265,999→ 22,391 total
Sale
Class C Non-Voting Common Stock
2012-11-19$32.00/sh−10,091$322,912→ 12,300 total

Footnotes (6)

[F1]This report reflects (on Table I) (i) the acquisition of 8,584 shares of Class C Non-Voting Common Stock through the partial exercise of a previously unexercised employee stock option acquired by the reporting person in June 2003 pursuant to former Rule 16b-3; (ii) the sale of 8,584 shares of Class C Non-Voting Common Stock; and (on Table II) (iii) the partial exercise of the June 2003 employee stock option. The exercise of the June 2003 employee stock option is exempt under Section 16(b) under Rule 16b-6 but is reported herein pursuant to Rule 16a-4.
[F2]Includes 6,000, 3,300, and 3,000 shares of restricted stock granted to Mr. Oslick pursuant to the Federal Agricultural Mortgage Corporation's 2008 Omnibus Incentive Plan that will vest on March 31, 2013, March 31, 2014, and March 31, 2015, respectively, if the Corporation meets certain performance objectives related to business volume and portfolio charge-offs and delinquencies, as specified in the related award agreement.
[F3]Transaction pursuant to plan under Rule 10b5-1.
[F4]This report reflects (on Table I) (i) the acquisition of 10,091 shares of Class C Non-Voting Common Stock through the exercise of a previously unexercised employee stock option acquired by the reporting person in June 2006 pursuant to former Rule 16b-3; (ii) the sale of 10,091 shares of Class C Non-Voting Common Stock; and (on Table II) (iii) the exercise of the June 2006 employee stock option. The exercise of the June 2006 employee stock option is exempt under Section 16(b) under Rule 16b-6 but is reported herein pursuant to Rule 16a-4.
[F5]Exercisable beginning June 2003 with respect to 8,583 shares, beginning May 31, 2004 with respect to 8,583 shares, and beginning May 31, 2005 with respect to 8,584 shares.
[F6]Exercisable beginning May 31, 2007 with respect to 3,363 shares, beginning May 31, 2008 with respect to 3,364 shares, and beginning May 31, 2009 with respect to 3,364 shares.

Documents

1 file

4
wf-form4_135346279745721.xmlPrimary
FORM 4

Issuer

FEDERAL AGRICULTURAL MORTGAGE CORP

CIK 0000845877

→

Entity typeother

Related Parties

filerCIK 0001250219

Filing Metadata

Form type: 4
Filed: Nov 19, 7:00 PM ET
Accepted: Nov 20, 8:53 PM ET
Size: 15.3 KB

View on SEC.gov