4//SEC Filing
FEDERAL AGRICULTURAL MORTGAGE CORP 4
Accession 0000845877-15-000104
$AGMCIK 0000845877operating
Filed
May 17, 8:00 PM ET
Accepted
May 18, 5:39 PM ET
Size
15.0 KB
Accession
0000845877-15-000104
Insider Transaction Report
Form 4
STENSON TOM D
Executive Vice President & COO
Transactions
- Exercise/Conversion
Class C Non-Voting Common Stock
2015-05-15$26.36/sh+13,756$362,608→ 37,418 total - Exercise/Conversion
Stock Option
2015-05-14$26.36/sh−3,509$92,497→ 37,634 totalExercise: $26.36Exp: 2016-06-01→ Class C Non-Voting Common Stock (3,509 underlying) - Exercise/Conversion
Class C Non-Voting Common Stock
2015-05-14$26.36/sh+3,509$92,497→ 27,171 total - Sale
Class C Non-Voting Common Stock
2015-05-14$32.91/sh−3,509$115,474→ 23,662 total - Sale
Class C Non-Voting Common Stock
2015-05-15$32.63/sh−13,756$448,873→ 23,662 total - Exercise/Conversion
Stock Option
2015-05-15$26.36/sh−13,756$362,608→ 23,878 totalExercise: $26.36Exp: 2016-06-01→ Class C Non-Voting Common Stock (13,756 underlying)
Footnotes (5)
- [F1]This report reflects (on Table I) (i) the acquisition of 3,509 shares of Class C Non-Voting Common Stock of the Federal Agricultural Mortgage Corporation ("Farmer Mac") through the exercise of a previously partially unexercised employee stock option acquired by the reporting person in June 2006 pursuant to former Rule 16b-3; (ii) the sale of 3,509 shares of Class C Non-Voting Common Stock of Farmer Mac; and (on Table II) (iii) the exercise of the June 2006 employee stock option. The exercise of the June 2006 employee stock option is exempt under Section 16(b) under Rule 16b-6 but is reported herein pursuant to Rule 16a-4.
- [F2]Includes 19,712 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.
- [F3]Transaction effected during an open trading window for key employees and directors of Farmer Mac.
- [F4]This report reflects (on Table I) (i) the acquisition of 13,756 shares of Class C Non-Voting Common Stock through the exercise of a previously partially unexercised employee stock option acquired by the reporting person in June 2006 pursuant to former Rule 16b-3; (ii) the sale of 13,756 shares of Class C Non-Voting Common Stock; and (on Table II) (iii) the exercise of the June 2006 employee stock option. The exercise of the June 2006 employee stock option is exempt under Section 16(b) under Rule 16b-6 but is reported herein pursuant to Rule 16a-4.
- [F5]Exercisable beginning May 31, 2007 with respect to 14,115 shares, beginning May 31, 2008 with respect to 14,115 shares, and beginning May 31, 2009 with respect to 14,115 shares.
Documents
Issuer
FEDERAL AGRICULTURAL MORTGAGE CORP
CIK 0000845877
Entity typeoperating
Related Parties
1- filerCIK 0000845877
Filing Metadata
- Form type
- 4
- Filed
- May 17, 8:00 PM ET
- Accepted
- May 18, 5:39 PM ET
- Size
- 15.0 KB