4//SEC Filing
FUEL TECH, INC. 4
Accession 0000846913-16-000090
$FTEKCIK 0000846913operating
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 4:27 PM ET
Size
6.9 KB
Accession
0000846913-16-000090
Insider Transaction Report
Form 4
FUEL TECH, INC.FTEK
BAILEY DOUGLAS G
DirectorDeputy Chairman
Transactions
- Purchase
Common Stock
2015-12-30$1.85/sh+15,000$27,750→ 1,842,438 total
Holdings
- 15,000(indirect: Daughter)
Common Stock
- 245,000(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]This transaction was executed in multiple trades at prices ranging from $1.82 to $1.85; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.
- [F2]The reporting person disclaims beneficial ownership of these shares.
- [F3]The reporting person is a beneficiary of the trust and shares investment control over the shares in the trust. The reporting person disclaims ownership of the shares in the trust, except to the extent of his pecuniary interest. This report should not be deemed an admission that the reporting person is the beneficial owner of shares held by the trust or by the daughter for purposes of Section 16 or for any other purpose.
Documents
Issuer
FUEL TECH, INC.
CIK 0000846913
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000846913
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 4:27 PM ET
- Size
- 6.9 KB