4//SEC Filing
MERITAGE PRIVATE EQUITY FUND LP 4
Accession 0000855109-04-000017
CIK 0000855109other
Filed
May 26, 8:00 PM ET
Accepted
May 27, 7:18 PM ET
Size
11.9 KB
Accession
0000855109-04-000017
Insider Transaction Report
Form 4
MERITAGE PRIVATE EQUITY FUND LP
10% Owner
Transactions
- Other
Seres AA Convertible Preferred
2004-05-03+15,665.541→ 15,665.541 total(indirect: General Partner of direct beneficial owners)Exercise: $1.00From: 2004-05-03→ Common (15,665,541 underlying) - Other
Common
2004-03-11+3,336,073→ 49,000,002 total(indirect: General Partner of direct beneficial owners) - Other
Common Stock Purchase Warrants
2004-05-03+4,699,661→ 4,799,661 total(indirect: General Partner of direct beneficial owners)Exercise: $1.00From: 2004-05-03Exp: 2009-05-03→ Common (4,699,661 underlying)
MERITAGE INVESTMENT PARTNERS LLC
10% Owner
Transactions
- Other
Seres AA Convertible Preferred
2004-05-03+15,665.541→ 15,665.541 total(indirect: General Partner of direct beneficial owners)Exercise: $1.00From: 2004-05-03→ Common (15,665,541 underlying) - Other
Common
2004-03-11+3,336,073→ 49,000,002 total(indirect: General Partner of direct beneficial owners) - Other
Common Stock Purchase Warrants
2004-05-03+4,699,661→ 4,799,661 total(indirect: General Partner of direct beneficial owners)Exercise: $1.00From: 2004-05-03Exp: 2009-05-03→ Common (4,699,661 underlying)
Footnotes (5)
- [F1]Acquired from the issuer on March 11, 2004 as consideration for a loan guarantee by investment funds of which Meritage Investment Partners LLC ("Meritage") is the general partner. Of such shares, 2,925,069 are directly beneficially owned by Meritage Private Equity Fund, L.P. (the "Fund").
- [F2]Of such shares, the Fund directly beneficially owns 42,963,201 shares.
- [F3]Of total Series AA Convertible Preferred Stock indirectly beneficially owned by Meritage, 6,000 shares were purchased for $1,000 per share pursuant to a Securities Purchase Agreement date April 30, 2004. The remaining shares were issued as a result of the exchange of certain Series H and Series I Convertible Preferred Stock held indirectly beneficially by Meritage pursuant to certain exchange agreements entered into by the issuer and the Meritage investment funds. In connection with the issuance of the Series AA Preferred Stock, 4,699,661 common stock purchase warrants were issued for no additional consideration.
- [F4]Of such shares, the Fund directly beneficially owns 13,735.547.
- [F5]Of such warrants, the Fund directly beneficially owns 4,208,344 warrants.
Documents
Issuer
EXABYTE CORP /DE/
CIK 0000855109
Entity typeother
Related Parties
1- filerCIK 0001088081
Filing Metadata
- Form type
- 4
- Filed
- May 26, 8:00 PM ET
- Accepted
- May 27, 7:18 PM ET
- Size
- 11.9 KB