4//SEC Filing
Fanning Christopher M 4
Accession 0000855658-11-000028
CIK 0000855658other
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 7:56 PM ET
Size
22.1 KB
Accession
0000855658-11-000028
Insider Transaction Report
Form 4
Fanning Christopher M
Corporate VP & GM, LD & MSS
Transactions
- Exercise/Conversion
Common Stock
2011-02-03+1,555→ 30,907 total - Tax Payment
Common Stock
2011-02-03$6.44/sh−551$3,550→ 30,356 total - Exercise/Conversion
Common Stock
2011-02-07+628→ 30,984 total - Tax Payment
Common Stock
2011-02-07$6.66/sh−222$1,479→ 30,762 total - Exercise/Conversion
Common Stock
2011-02-07+639→ 31,401 total - Tax Payment
Common Stock
2011-02-07$6.66/sh−226$1,505→ 31,175 total - Exercise/Conversion
Restricted Stock Unit (RSU)
2011-02-07−639→ 0 totalExercise: $0.00Exp: 2011-02-07→ Common Stock (639 underlying) - Exercise/Conversion
Restricted Stock Unit (RSU)
2011-02-03−1,555→ 12,439 totalExercise: $0.00Exp: 2013-02-04→ Common Stock (1,555 underlying) - Exercise/Conversion
Restricted Stock Unit (RSU)
2011-02-07−628→ 11,811 totalExercise: $0.00Exp: 2013-02-04→ Common Stock (628 underlying)
Footnotes (7)
- [F1]Restricted Stock Units - no purchase price for this transaction.
- [F2]These shares were retained by the Issuer in order to meet the tax withholding obligations of the Reporting Person in connection with the vesting of an installment of the restricted stock units. The amoun retained by the Issuer was not in excess of the amount of the tax liability.
- [F3]Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
- [F4]A total of 10,222 Restricted Stock Units (RSUs) were granted on 2/6/07 that vest over a four year period wherein 1/16th (6.25%) of the total RSUs granted vest on each quarterly anniversary of the grant date. As of 6/1/09, the effective date the reporting individual became subject to Section 16, a total of 5,749 RSUs have vest and the shares have been released to the reporting individual. The remaining 4,473 RSUs shall continue to vest quarterly until fully vested on 2/6/2011.
- [F5]Not applicable.
- [F6]This grant of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest upon the one-year anniversary of the grant date and an additional 6.25% of the RSUs vest each three months thereafter until 100% of the RSU grant is vested.
- [F7]A total of 10,049 Restricted Stock Units (RSUs) were granted on 2/5/08 that vest over a four year period wherein 1/16th (6.25%) of the total RSUs granted vest on each quarterly anniversary of the grant date. As of 6/1/09, the effective date the reporting individual became subject to Section 16, a total of 3,140 RSUs have vest and the shares have been released to the reporting individual (less any shares withheld to satisfy the tax withholding obligation). The remaining 6,909 RSUs shall continue to vest quarterly until fully vested on 2/5/2012.
Issuer
LATTICE SEMICONDUCTOR CORP
CIK 0000855658
Entity typeother
Related Parties
1- filerCIK 0001465588
Filing Metadata
- Form type
- 4
- Filed
- Feb 6, 7:00 PM ET
- Accepted
- Feb 7, 7:56 PM ET
- Size
- 22.1 KB