LIGHTING SCIENCE GROUP CORP 4
4 · LIGHTING SCIENCE GROUP CORP · Filed Aug 16, 2007
Insider Transaction Report
Form 4
HARTMAN KENNETH SHANE
Chief Information Officer
Transactions
- Award
Lighting Science Group 2005 Eqauity-Based Compensation Plan
2007-08-02$0.54/sh+200,000$108,000→ 330,000 totalExercise: $0.54Exp: 2010-08-02→ Lighting Science Group Corporation common stock (200,000 underlying)
Footnotes (2)
- [F1]Cumulative percentages of shares to which option is exercisable: 25% date of grant; 50% first anniversary date; 75% second anniversary date; 100% third anniversary date.
- [F2]Includes (i) 30,000 shares issuable to Mr. Hartman pursuant to the exercise of options at a price of $0.32 per share (two-thirds of which are vested and one-third of which will vest on 2/21/08); (ii) 100,000 shares issuable to Mr. Hartman pursuant to the exercise of options at a price of $0.37 per share (one-fifth of which are vested and one-fifth of which will vest on each anniversary date until 2/7/11); and (iii) 200,000 shares issuable to Mr. Hartman pursuant to the exercise of options at a price of $0.54 per share (one-fourth of which are vested and one-fourth of which will vest on each anniversary date until 8/2/10).