4//SEC Filing
Hamilton Stephen Alexander 4
Accession 0000866970-09-000016
CIK 0000866970other
Filed
Aug 26, 8:00 PM ET
Accepted
Aug 27, 5:54 PM ET
Size
7.4 KB
Accession
0000866970-09-000016
Insider Transaction Report
Form 4
Hamilton Stephen Alexander
Chief Financial Officer
Transactions
- Award
Employee Stock Option (Right to buy)
2009-08-21$0.41/sh+120,000$49,200→ 173,000 totalExercise: $1.00→ Common stock (120,000 underlying)
Footnotes (3)
- [F1]Represents stock options granted to Reporting Person on August 21, 2009. 30,000 of these options will vest on each of August 21, 2010, August 21, 2011, August 21, 2012, and August 21, 2013. The xpiration date of the options is August 21, 2019.
- [F2]Includes: (i) grant on 11/28/2005 of stock options to purchase 3,000 shares expiring on 11/28/09, the exercise price of the options is $9.00 per share, 100% vested upon change in control during 2007; (ii) grant on 2/9/07 of stock options to purchase 5,000 shares expiring on 2/9/2012, the exercise price of the options is $7.40 per share, 100% vested upon change in control during 2007; (iii) grant on 8/2/07 of stock options to purchase 10,000 shares expiring on 8/2/2010, the exercise price of the options is $10.80 per share, 100% vested upon change in control during 2007; (Continued in Footnote 3)
- [F3](Continued from Footnote 2): (iv) grant on 4/17/2008 of stock options to purchase 35,000 shares expiring on 4/17/2013, the exercise price of the options is $4.90 per share, the options vest at a rate of 25% per year beginning on the first anniversary date of the grant; (v) grant on 8/21/2008 of stock options to purchase 120,000 shares expiring on 8/21/2013, the exercise price of the options is $4.90 per share, the options vest at a rate of 25% per year beginning on the first anniversary date of the grant.
Documents
Issuer
LIGHTING SCIENCE GROUP CORP
CIK 0000866970
Entity typeother
Related Parties
1- filerCIK 0001345660
Filing Metadata
- Form type
- 4
- Filed
- Aug 26, 8:00 PM ET
- Accepted
- Aug 27, 5:54 PM ET
- Size
- 7.4 KB