LIGHTING SCIENCE GROUP CORP 4
4 · LIGHTING SCIENCE GROUP CORP · Filed Nov 19, 2009
Insider Transaction Report
Form 4
LIGHTING SCIENCE GROUP CORPLSCG.PK
SNADON DARYL N
Director
Transactions
- Award
Common Stock
2009-11-18$0.75/sh+26,596$19,947→ 279,387 total
Footnotes (3)
- [F1]Price is based upon the average closing price of the stock for the period beginning September 1, 2009 and ending September 30, 2009 as payment in lieu of cash for directors fees for the third quarter of 2009. The average price of the stock for September 2009 was $0.752757 per share.
- [F2]Includes (i) 15,594 shares issuable by the issuer to Mr. Snadon pursuant to the conversion of 6% Convertible Preferred Stock of the issuer; and (ii) 31,886 shares issuable to Mr. Snadon pursuant to the exercise of warrants at a price of $6.00 per share (all of which are vested).
- [F3]The following warrant expired out-of-the-money on the date indicated: (i) October 31, 2009 - warrant to purchase 2,500 shares of common stock at $10.60 per share. No value was received by warrant holder for the expired warrants. The expired warrant has been deducted from the Amount of Securities Beneficially Owned shown in this column.