CAROLINA FINANCIAL CORP 4
4 · CAROLINA FINANCIAL CORP · Filed May 23, 2017
Insider Transaction Report
Form 4
GRIFFIN GARY M
Director
Transactions
- Award
COMMON STOCK
2017-05-19+10,458→ 11,114 total - Award
COMMON STOCK
2017-05-19+6,248→ 6,248 total(indirect: By Trust) - Award
COMMON STOCK
2017-05-19+868→ 868 total(indirect: By IRA) - Award
COMMON STOCK
2017-05-19+2,726→ 2,726 total(indirect: By Spouse)
Footnotes (2)
- [F1]Received in exchange for shares of Greer Bancshares Incorporated common stock in connection with the merger of Greer Bancshares Incorporated with Carolina Financial Corporation based on an exchange ratio of 0.782 shares of Carolina Financial Corporation common stock for each share of Greer Bancshares Incorporated common stock for which the reporting person or other shareholder elected to receive stock consideration.
- [F2]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of section 16 or for any other purposes.