4//SEC Filing
Eisman Robert Bryan 4
Accession 0000874501-25-000019
CIK 0000874501other
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 6:18 PM ET
Size
18.1 KB
Accession
0000874501-25-000019
Insider Transaction Report
Form 4
Eisman Robert Bryan
Managing Director, Controller
Transactions
- Exercise/Conversion
Deferred Share Units
2025-02-28+1,787→ 28,107 total→ Common Stock (1,787 underlying) - Exercise/Conversion
Common Stock
2025-03-03+212→ 67,828 total - Exercise/Conversion
Restricted Stock Units
2025-02-28−2,020→ 9,352 total→ Common Stock (2,020 underlying) - Exercise/Conversion
Restricted Stock Units
2025-03-03−1,840→ 7,512 total→ Common Stock (1,840 underlying) - Exercise/Conversion
Deferred Share Units
2025-03-03+1,628→ 29,735 total→ Common Stock (1,628 underlying) - Tax Payment
Common Stock
2025-02-28$9.71/sh−233$2,262→ 67,616 total - Tax Payment
Common Stock
2025-03-03$9.30/sh−212$1,972→ 67,616 total - Exercise/Conversion
Common Stock
2025-02-28+233→ 67,849 total
Footnotes (6)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company").
- [F2]Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.
- [F3]Represents the amount of RSUs that vested upon settlement of a portion of the reporting person's 2022 Long Term Incentive Plan award.
- [F4]Each deferred share unit ("DSU") represents a contingent right to receive one share of common stock of the Company.
- [F5]Represents the aggregate amount of RSUs that were converted into an equivalent number of DSUs pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended.
- [F6]Represents the amount of RSUs that vested upon settlement of a portion of the reporting person's 2023 Long Term Incentive Plan award.
Documents
Issuer
AMBAC FINANCIAL GROUP INC
CIK 0000874501
Entity typeother
Related Parties
1- filerCIK 0001477761
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 6:18 PM ET
- Size
- 18.1 KB