PEREGRINE SEMICONDUCTOR CORP 4
4 · PEREGRINE SEMICONDUCTOR CORP · Filed Aug 13, 2012
Insider Transaction Report
Form 4
Advanced Equities Financial Corp
10% Owner
Transactions
- Conversion
Common Stock
2012-08-13+164,486→ 208,736 total(indirect: By LLC) - Conversion
Series D1 Preferred Stock
2012-08-13−262,255→ 0 total(indirect: By LLC)→ Common Stock (262,255 underlying) - Conversion
Common Stock
2012-08-13+44,250→ 44,250 total - Conversion
Common Stock
2012-08-13+611,898→ 820,634 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+224,377→ 1,045,011 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+262,255→ 2,657,244 total(indirect: By LLC) - Conversion
Series D1 Preferred Stock
2012-08-13−44,250→ 0 total→ Common Stock (44,250 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−164,486→ 0 total(indirect: By LLC)→ Common Stock (164,486 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−611,898→ 0 total(indirect: By LLC)→ Common Stock (611,898 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−224,377→ 0 total(indirect: By LLC)→ Common Stock (224,377 underlying) - Conversion
Common Stock
2012-08-13+1,245,628→ 2,290,639 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+104,350→ 2,394,989 total(indirect: By LLC) - Conversion
Series D1 Preferred Stock
2012-08-13−1,245,628→ 0 total(indirect: By LLC)→ Common Stock (1,245,628 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−104,350→ 0 total(indirect: By LLC)→ Common Stock (104,350 underlying)
Footnotes (2)
- [F1]Each share of the Series D1 Preferred Stock converted into 1 share of the issuer's Common Stock and had no expiration date.
- [F2]Advanced Equities Peregrine Investments I, LLC, Advanced Equities Peregrine Investments II, LLC, Advanced Equities Peregrine Investments III, LLC, Advanced Equities Peregrine Investments IV, LLC, AEI 2007 Venture Investments I, LLC, and AEI 2007 Venture Investments II, LLC are wholly-owned subsidiaries of Advanced Equities Financial Corp. Advanced Equities Financial Corp. disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.