4//SEC Filing
PEREGRINE SEMICONDUCTOR CORP 4
Accession 0000880177-12-000008
CIK 0000880177operating
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 7:59 PM ET
Size
38.8 KB
Accession
0000880177-12-000008
Insider Transaction Report
Form 4
Advanced Equities Financial Corp
10% Owner
Transactions
- Conversion
Common Stock
2012-08-13+164,486→ 208,736 total(indirect: By LLC) - Conversion
Series D1 Preferred Stock
2012-08-13−262,255→ 0 total(indirect: By LLC)→ Common Stock (262,255 underlying) - Conversion
Common Stock
2012-08-13+44,250→ 44,250 total - Conversion
Common Stock
2012-08-13+611,898→ 820,634 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+224,377→ 1,045,011 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+262,255→ 2,657,244 total(indirect: By LLC) - Conversion
Series D1 Preferred Stock
2012-08-13−44,250→ 0 total→ Common Stock (44,250 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−164,486→ 0 total(indirect: By LLC)→ Common Stock (164,486 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−611,898→ 0 total(indirect: By LLC)→ Common Stock (611,898 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−224,377→ 0 total(indirect: By LLC)→ Common Stock (224,377 underlying) - Conversion
Common Stock
2012-08-13+1,245,628→ 2,290,639 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+104,350→ 2,394,989 total(indirect: By LLC) - Conversion
Series D1 Preferred Stock
2012-08-13−1,245,628→ 0 total(indirect: By LLC)→ Common Stock (1,245,628 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−104,350→ 0 total(indirect: By LLC)→ Common Stock (104,350 underlying)
Transactions
- Conversion
Common Stock
2012-08-13+164,486→ 208,736 total(indirect: By LLC) - Conversion
Series D1 Preferred Stock
2012-08-13−44,250→ 0 total→ Common Stock (44,250 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−164,486→ 0 total(indirect: By LLC)→ Common Stock (164,486 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−224,377→ 0 total(indirect: By LLC)→ Common Stock (224,377 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−104,350→ 0 total(indirect: By LLC)→ Common Stock (104,350 underlying) - Conversion
Common Stock
2012-08-13+224,377→ 1,045,011 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+1,245,628→ 2,290,639 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+262,255→ 2,657,244 total(indirect: By LLC) - Conversion
Series D1 Preferred Stock
2012-08-13−611,898→ 0 total(indirect: By LLC)→ Common Stock (611,898 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−1,245,628→ 0 total(indirect: By LLC)→ Common Stock (1,245,628 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−262,255→ 0 total(indirect: By LLC)→ Common Stock (262,255 underlying) - Conversion
Common Stock
2012-08-13+44,250→ 44,250 total - Conversion
Common Stock
2012-08-13+611,898→ 820,634 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+104,350→ 2,394,989 total(indirect: By LLC)
Transactions
- Conversion
Common Stock
2012-08-13+224,377→ 1,045,011 total(indirect: By LLC) - Conversion
Series D1 Preferred Stock
2012-08-13−164,486→ 0 total(indirect: By LLC)→ Common Stock (164,486 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−611,898→ 0 total(indirect: By LLC)→ Common Stock (611,898 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−104,350→ 0 total(indirect: By LLC)→ Common Stock (104,350 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−1,245,628→ 0 total(indirect: By LLC)→ Common Stock (1,245,628 underlying) - Conversion
Common Stock
2012-08-13+44,250→ 44,250 total - Conversion
Common Stock
2012-08-13+164,486→ 208,736 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+1,245,628→ 2,290,639 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+262,255→ 2,657,244 total(indirect: By LLC) - Conversion
Series D1 Preferred Stock
2012-08-13−44,250→ 0 total→ Common Stock (44,250 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−224,377→ 0 total(indirect: By LLC)→ Common Stock (224,377 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−262,255→ 0 total(indirect: By LLC)→ Common Stock (262,255 underlying) - Conversion
Common Stock
2012-08-13+611,898→ 820,634 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+104,350→ 2,394,989 total(indirect: By LLC)
AEI 2007 VENTURE INVESTMENTS I, LLC
10% Owner
Transactions
- Conversion
Common Stock
2012-08-13+44,250→ 44,250 total - Conversion
Common Stock
2012-08-13+164,486→ 208,736 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+224,377→ 1,045,011 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+1,245,628→ 2,290,639 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+104,350→ 2,394,989 total(indirect: By LLC) - Conversion
Series D1 Preferred Stock
2012-08-13−44,250→ 0 total→ Common Stock (44,250 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−611,898→ 0 total(indirect: By LLC)→ Common Stock (611,898 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−1,245,628→ 0 total(indirect: By LLC)→ Common Stock (1,245,628 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−262,255→ 0 total(indirect: By LLC)→ Common Stock (262,255 underlying) - Conversion
Common Stock
2012-08-13+611,898→ 820,634 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+262,255→ 2,657,244 total(indirect: By LLC) - Conversion
Series D1 Preferred Stock
2012-08-13−164,486→ 0 total(indirect: By LLC)→ Common Stock (164,486 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−224,377→ 0 total(indirect: By LLC)→ Common Stock (224,377 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−104,350→ 0 total(indirect: By LLC)→ Common Stock (104,350 underlying)
AEI 2007 VENTURE INVESTMENTS II, LLC
10% Owner
Transactions
- Conversion
Common Stock
2012-08-13+44,250→ 44,250 total - Conversion
Common Stock
2012-08-13+1,245,628→ 2,290,639 total(indirect: By LLC) - Conversion
Series D1 Preferred Stock
2012-08-13−44,250→ 0 total→ Common Stock (44,250 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−611,898→ 0 total(indirect: By LLC)→ Common Stock (611,898 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−224,377→ 0 total(indirect: By LLC)→ Common Stock (224,377 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−1,245,628→ 0 total(indirect: By LLC)→ Common Stock (1,245,628 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−104,350→ 0 total(indirect: By LLC)→ Common Stock (104,350 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−262,255→ 0 total(indirect: By LLC)→ Common Stock (262,255 underlying) - Conversion
Common Stock
2012-08-13+164,486→ 208,736 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+224,377→ 1,045,011 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+611,898→ 820,634 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+104,350→ 2,394,989 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+262,255→ 2,657,244 total(indirect: By LLC) - Conversion
Series D1 Preferred Stock
2012-08-13−164,486→ 0 total(indirect: By LLC)→ Common Stock (164,486 underlying)
Transactions
- Conversion
Common Stock
2012-08-13+164,486→ 208,736 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+1,245,628→ 2,290,639 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+262,255→ 2,657,244 total(indirect: By LLC) - Conversion
Series D1 Preferred Stock
2012-08-13−44,250→ 0 total→ Common Stock (44,250 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−164,486→ 0 total(indirect: By LLC)→ Common Stock (164,486 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−1,245,628→ 0 total(indirect: By LLC)→ Common Stock (1,245,628 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−262,255→ 0 total(indirect: By LLC)→ Common Stock (262,255 underlying) - Conversion
Common Stock
2012-08-13+44,250→ 44,250 total - Conversion
Common Stock
2012-08-13+611,898→ 820,634 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+224,377→ 1,045,011 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+104,350→ 2,394,989 total(indirect: By LLC) - Conversion
Series D1 Preferred Stock
2012-08-13−611,898→ 0 total(indirect: By LLC)→ Common Stock (611,898 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−224,377→ 0 total(indirect: By LLC)→ Common Stock (224,377 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−104,350→ 0 total(indirect: By LLC)→ Common Stock (104,350 underlying)
Transactions
- Conversion
Common Stock
2012-08-13+164,486→ 208,736 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+611,898→ 820,634 total(indirect: By LLC) - Conversion
Series D1 Preferred Stock
2012-08-13−164,486→ 0 total(indirect: By LLC)→ Common Stock (164,486 underlying) - Conversion
Common Stock
2012-08-13+224,377→ 1,045,011 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+262,255→ 2,657,244 total(indirect: By LLC) - Conversion
Series D1 Preferred Stock
2012-08-13−611,898→ 0 total(indirect: By LLC)→ Common Stock (611,898 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−224,377→ 0 total(indirect: By LLC)→ Common Stock (224,377 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−1,245,628→ 0 total(indirect: By LLC)→ Common Stock (1,245,628 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−104,350→ 0 total(indirect: By LLC)→ Common Stock (104,350 underlying) - Conversion
Series D1 Preferred Stock
2012-08-13−262,255→ 0 total(indirect: By LLC)→ Common Stock (262,255 underlying) - Conversion
Common Stock
2012-08-13+44,250→ 44,250 total - Conversion
Common Stock
2012-08-13+1,245,628→ 2,290,639 total(indirect: By LLC) - Conversion
Common Stock
2012-08-13+104,350→ 2,394,989 total(indirect: By LLC) - Conversion
Series D1 Preferred Stock
2012-08-13−44,250→ 0 total→ Common Stock (44,250 underlying)
Footnotes (2)
- [F1]Each share of the Series D1 Preferred Stock converted into 1 share of the issuer's Common Stock and had no expiration date.
- [F2]Advanced Equities Peregrine Investments I, LLC, Advanced Equities Peregrine Investments II, LLC, Advanced Equities Peregrine Investments III, LLC, Advanced Equities Peregrine Investments IV, LLC, AEI 2007 Venture Investments I, LLC, and AEI 2007 Venture Investments II, LLC are wholly-owned subsidiaries of Advanced Equities Financial Corp. Advanced Equities Financial Corp. disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
Documents
Issuer
PEREGRINE SEMICONDUCTOR CORP
CIK 0000880177
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000880177
Filing Metadata
- Form type
- 4
- Filed
- Aug 12, 8:00 PM ET
- Accepted
- Aug 13, 7:59 PM ET
- Size
- 38.8 KB